Excerpted from: Cedric Merlin Powell, RHETORICAL
NEUTRALITY: COLORBLINDNESS, FREDERICK DOUGLASS, AND INVERTED
CRITICAL RACE THEORY, Cleveland State Law Review 823-894 , 831-859
(2008) (424 Footnotes Omitted)
. . .
Rhetorical Neutrality is the linchpin of the Court's colorblind
jurisprudence. Three underlying myths--historical, definitional, and
rhetorical--all serve to shift the interpretative (doctrinal)
framework on questions of race from an analysis of systemic racism
to a literal conception of equality where the anti-differentiation
principle is the guiding touchstone. "The traditional fonts of
Fourteenth Amendment jurisprudence--the anti-subjugation and
anti-caste principles--have been effectively replaced by an
anti-differentiation principle." Literal equality, without regard to
context or history, is the unifying principle of the Court's race
jurisprudence.
1. The Historical Myth
Professor Cass Sunstein explains the doctrinal shift from the
anti-caste principle to the literal equality standard embodied in
the anti-differentiation principle:
Originally the Fourteenth Amendment was understood as an effort to
eliminate racial caste--emphatically not as a ban on distinctions on
the basis of race. A prohibition on racial distinctions would excise
all use of race in decisionmaking. By contrast, a ban on caste would
throw discriminatory effects into question and would allow
affirmative action.
*832 In any case the question for the anticaste principle would be:
Does the practice at issue contribute to a system with castelike
features? It would not be: Have the similarly situated been treated
differently?
This shift also signals something fundamental about the Court's race
jurisprudence: "the similarly situated" must be treated the same, so
the rhetoric of neutrality becomes especially appealing. Because
everyone is the "same," or similarly situated, history can be
ignored (or submerged) in the name of colorblindness (history is
neutral); race can be decontextualized so that it becomes an
institutional value rather than a complex social construct, and
neutrality is preserved through a series of doctrinal tenets which
invert the central meaning of the anti-subordination principle.
Because the present day effects of past discrimination are
constitutionally irrelevant to the Court, history has no
significance in the Court's race jurisprudence in the absence of a
clearly identifiable discriminatory actor. The Court articulates two
doctrinal tenets to deemphasize history: societal discrimination is
too amorphous to remedy and the Constitution protects individuals,
not groups. No reference to *833 the racist past (and its present
day manifestations) is needed if discrimination is viewed as some
ephemeral phenomena that is out of our reach. If the focus is on the
individual, race does not have to be considered because any
consideration of it is supplanted by an analysis premised on
individualized harms and benefits. This is the hallmark of the
anti-differentiation principle and the fundamental doctrinal shift
from the anti-subordination principle to the non-substantive
principle of colorblindness.
The historical myth ignores the legislative history of the Civil War
Amendments--the Thirteenth, Fourteenth, and Fifteenth
Amendments--and *834 instead focuses on the neutral principle of
colorblindness. The rhetorical move here is to recast the Fourteenth
Amendment in liberal individualist terms and to literally ignore the
primacy of the Thirteenth and Fifteenth Amendments in eradicating
the racial caste system that was the hallmark of Nineteenth Century
America. In advancing the historical myth, the Court continuously
emphasizes the language of personage (essential individualism) in
the Fourteenth Amendment, and this serves to disconnect the
Fourteenth Amendment from the anti-caste and anti-subjugation
principles underpinning the Thirteenth and Fifteenth Amendments.
Personal rights *835 displace the rights of the oppressed. This is
far from the legislative mandate underlying the Thirteenth,
Fourteenth, and Fifteenth Amendments:
First, the Court focuses on the principle of "color-blindness,"
rather than racial equality, as the goal of equal protection. The
principle of color-blindness for some justices has become more
important than achieving racial equality....
...
Second, by ignoring this nation's history of racism, the justices
reframe the Reconstruction Amendments' specific purpose of ending
whites' oppression of African Americans into a generalized
prohibition of "race discrimination." This abstracted conception of
discrimination led the justices to oppose affirmative action on the
grounds that it "discriminates" against innocent third parties
predominantly white males who have benefited from this nation's
exclusionary employment policies. Current equal protection
interpretation thereby rejects the historical justification for
affirmative action remedies: a response to centuries of excluding
people of color from educational opportunities and better-paying
professional and skilled jobs.
The abstracted conception of discrimination referenced above is at
odds with the history of the Civil War Amendments:
The anti-subjugation principle is faithful to the historical origins
of the Civil War amendments. Under Dred Scott v. Sandford, blacks
were not deemed citizens--as though they were not counted among the
"People of the United States" in the Constitution's
preamble--because they were "a subordinate and inferior class of
beings, who had been subjugated by the dominant race." The Civil War
amendments were drafted specifically to overturn that odious
hierarchy. The notion that one race is, or ought to be, subordinate
to another is "at war with the one class of citizenship created by
the thirteenth, fourteenth, and fifteenth amendments."
*836 Nevertheless the historical myth proceeds along a literal,
ahistorical interpretation of Justice Harlan's dissent in Plessy v.
Ferguson. The result is to read the anti-caste and
anti-subordination principles out of the Civil War Amendments. This
is not surprising, however, because Justice Harlan's dissent evinces
the same contradictory ambivalence that the Court displays in its
modern race jurisprudence.
In Plessy, the U.S. Supreme Court upheld a Louisiana law that
required railroad companies to provide separate but equal
accommodations for whites and Blacks; the train coaches were
separated by a partition (a "colorline") based on race. The Court
concluded that:
[W]e cannot say that a law which authorizes or even requires the
separation of the two races in public conveyances is unreasonable,
or more obnoxious to the Fourteenth Amendment than the acts of
Congress requiring separate schools for colored children in the
District of Columbia, the constitutionality of which does not seem
to have been questioned, or the corresponding acts of state
legislatures.
Adopting a deferential approach premised on the rationality of the
Louisiana law, the Court rejected a central tenet of the Fourteenth
Amendment--state legislation cannot be based upon the presumption
that African-Americans are inferior and deserve to occupy a
subordinate position in American society. Interestingly, the Court
recognized race, but it did so in a manner that perpetuates caste:
[w]e consider the underlying fallacy of the plaintiff's argument to
consist in the assumption that the enforced separation of the two
races stamps the colored race with a badge of inferiority. If this
be so, it is not by reason of anything found in the act, but solely
because the colored race chooses to put that construction upon it.
Thus, the Court's inverted reasoning is not of recent vintage. One
hundred and nine years ago, the Court embraced a "neutral"
construction of the racist law it upheld in Plessy. Because the
state's actions toward the "colored race" and whites were equal and
neutral--the colorline separated both races in Louisiana's railroad
cars--then there was no subordination or caste. It was all in the
subjugated race's imagination.
This leads to the Historical Myth that is at the core of Plessy.
What happens when we read Justice Harlan's colorblind dissent in its
entirety? Justice Harlan's dissent is always abbreviated and
decontextualized; the majestic, ringing endorsement of the
anti-caste principle contained in one sentence is always the
highlighted section of Justice Harlan's dissent. Placed in context,
there is a disconcerting resonance in the colorblind dissent; it is
part and parcel of the rhetoric of neutrality, and neutrality
perpetuates racial caste:
The white race deems itself to be the dominant race in this country.
And so it is, in prestige, in achievements, in education, in wealth
and in power. So, I doubt not, [that] it will continue to be for all
time, if it remains true to its great heritage and holds fast to the
principles of constitutional *837 liberty. But in view of the
Constitution, in the eye of the law, there is in this country no
superior, dominant, ruling class of citizens. There is no caste
here. Our Constitution is color-blind ....
While this is not a ringing endorsement of white privilege and
supremacy because it is muted by Justice Harlan's resounding
proclamation that "[t]here is no caste here," it is nevertheless a
tacit endorsement of the anti-caste and anti-subordination
principles because neutrality is premised on the dominance of the
white race. "[Plessy] embraces two theories: racial subjugation in
the majority opinion and the elimination of caste based on Black
skin in Justice Harlan's dissent. Both theories are color conscious,
not colorblind. The striking difference between the two theories is
how color is used to fashion a theory of equality."
Building upon the color-conscious legislative history of the Civil
War Amendments, Justice Harlan advances three doctrinal themes that
are bedrock elements of the Fourteenth Amendment: (i) there is "no
... dominant, ruling class"; (ii) "[t]here is no caste here"; and
(iii) "[o]ur Constitution is color-blind." Taken together, these
themes explain the essence of the anti-subordination and anti-caste
principles--white supremacy and domination of a subject class based
on race are prohibited by the Constitution. There can be no racial
caste system premised on hierarchies of color.
However, it is this colorblind mandate, with its anti-subordination
and anti-caste underpinnings, that has been inverted and distorted
by the Court. This is an inevitable doctrinal progression because
Justice Harlan's dissent has some disconcertingly racist undertones
steeped in white supremacy. "While 'there is no caste here,' there
is certainly the widely held [post-Reconstruction] view that Blacks
are subordinate to the dominant [white] race."
Today, subordination is maintained through neutrality. The hallmark
of rhetorical neutrality is its inversion of normative, substantive
constitutional principles, like the eradication of caste and the
rejection of subordination premised *838 on race, into neutral
non-substantive principles. History is displaced in this analysis,
and the Court's decisions reflect the historical myth. Once the
Court embarks on the rhetorical path of neutrality and ignores the
overwhelming historical evidence against colorblind
constitutionalism, it employs two additional myths--the definitional
and rhetorical myths.
2. The Definitional Myth
Just as the historical myth strips the historical core from the
Civil War Amendments, particularly the Equal Protection Clause of
the Fourteenth Amendment, the definitional myth reinforces this
historical distortion by disconnecting race from its social context.
Colorblindness is buttressed by a definitional model that advances
white supremacy. "A color-blind interpretation of the Constitution
legitimates, and thereby maintains, the social, economic, and
political advantages that whites hold over other Americans."
Discrimination is defined in a manner that perpetuates systemic
racism. Without history or context, "Black" or "white" are simply
societal labels through which the government, by its actions,
distributes benefits or burdens. In this vein, Professor Neil
Gotanda posits the concept of formal race and unconnectedness:
"Under color-blind constitutionalism, references to 'race' mean
formal-race. Formal-race implies that 'Black' and 'white' are mere
classification labels, unconnected to social realities." Plessy v.
Ferguson's constitutionalization of "separate but equal" is a
compelling illustration of formal race and unconnectedness. Because
race is neutral since "Black" and "white" are simply classification
labels without history or context, the fact that Blacks were a
subordinate class was not constitutionally cognizable. This is why
it was so easy for the Court to casually note that any stigma of
*839 inferiority did not emanate from constitutionally invalid state
action, but from the minds of "the colored race" because they
"[chose] to put that construction upon it." In this astounding
passage, the Court is actually saying, quite clearly, that
discrimination is in the minds of the oppressed.
The public-private distinction is the foundation upon which this
contorted reasoning is built. If the state is acting in a "neutral"
manner toward both races (Black and white), then the only
discrimination that is left is "private" discrimination which cannot
be reached by the Fourteenth Amendment. Indeed, in the absence of
some specific evidence of state-mandated racial discrimination, the
Court is free to assume (and it invariably does) that the alleged
discrimination is illusory or irremediable because it is merely
societal discrimination.
The segregationist law in Plessy was "neutral" because it segregated
both races "equally" and the state action in question merely
enforced a well-settled societal convention. The Court applied
rational basis review to this intrinsically racist law. Of course,
the "separate but equal" doctrine was overturned in Brown, and the
meaning of neutrality changed at that point. However, the Court's
conception of neutrality would still control how discrimination was
defined and identified. Specifically, formal discrimination was
eradicated with the Brown decision, but there would be (and still
are) lingering vestiges of de jure discrimination.
*840 In adjudicating Equal Protection Clause claims, the Court had
to determine whether to embrace a substantive conception of equality
or a formulaic, anti-differentiation model that preserves the status
quo while incrementally offering small portions of substance. The
Court has consistently chosen the latter.
Colorblind constitutionalism and the rhetorical device of neutrality
literally define discrimination out of existence. The historical
myth is employed to rewrite the legislative history of the Civil War
Amendments, so that individual rights are elevated over those of the
descendents of the newly emancipated slaves for whom the amendments
were passed by the Reconstruction Congress. Since the Equal
Protection Clause protects individuals, not groups, then finding
state-sponsored racial discrimination is an almost insurmountable
task. In a manner eerily reminiscent of the Plessy decision, the
Court has "privatized" discrimination.
Exploring the underlying discourses of the affirmative action
debate, Professor Barbara Flagg critiques the rhetoric of white
innocence and places this victim rhetoric in context, stating "the
costs to whites imposed by affirmative action *841 measures are
costs borne by 'innocent white victims."' This is significant
because all of the Court's affirmative action decisions start with
the proposition that the Fourteenth Amendment "protect[s] persons,
not groups[.]" All racial group classifications are constitutionally
irrelevant, and strict scrutiny is employed "to ensure that the
personal right to equal protection of the laws has not been
infringed." The effect is that legitimate discrimination claims,
advanced by injured racial groups, are ignored under the guise of
neutrality while individualized reverse discrimination claims are
presumed to be constitutionally relevant.
Privatization, then, means that the personal rights of innocent
whites are protected whenever the state uses race to their
"disadvantage," unless the use of race can be legitimated in
context. This is what distinguishes Grutter from decisions like
Croson or Adarand. The benefit to whites in the Grutter decision is
the "cross-racial understanding" that is the product of having a
critical mass of African-American students in the classroom ; while
in economic marketplace cases, like Croson and Adarand, the Court
goes to great lengths to preserve the personal rights, or the
personal entitlements of whites, in the economic marketplace. There
is more *842 of a "burden" on innocent whites in these cases because
there is competition in a limited marketplace. Individual
self-interest is the distinguishing factor in cases like Croson and
Adarand; the broad, process-based themes of the First Amendment do
not resonate well here. Nevertheless, it is the manner in which
discrimination is defined that determines whether a race-conscious
remedial approach will be upheld by the Court.
The Court, in light of its preference for process-based values and
rights, has defined discrimination virtually out of existence. Thus,
in order to establish a cognizable Equal Protection Claim under the
Fourteenth Amendment, there must be clearly identified
discriminatory intent by the state or an actor connected to it.
Disparate impact, while not constitutionally irrelevant, is not
enough to establish an Equal Protection claim; discriminatory intent
must exist.
The Court has defined discrimination in narrow terms, and much of
the systemic nature (and its devastating impact) is left
undisturbed. This is the hallmark of the definitional myth.
Washington v. Davis is the analytical linchpin of the definitional
myth.
The Washington v. Davis intent requirement segments discrimination
into a myriad of discrete, individualized occurrences. This approach
preserves liberal individualism at the expense of eradicating racial
subjugation in all facets of American life.
Plessy and Washington v. Davis are a disconcerting doctrinal tandem:
Plessy literally erases the history of subjugation and
subordination, and Washington v. Davis, building upon the historical
myth, defines discrimination so narrowly that it only exists in a
few, discrete instances. Certainly, Washington v. Davis is not as
*843 odious as Plessy; it at least acknowledges that discrimination
is not imaginary, but it shares a common doctrinal thread with
Plessy since it neutralizes discrimination. Plessy was a direct
response to the broad prospective societal change mandated by the
Reconstruction Amendments, while Washington v. Davis was an implicit
response to the broad prospective societal change, grounded in the
anti-caste and anti-subordination principles, mandated by Brown v.
Board of Education. As Professor Cheryl I. Harris observes:
[T]he Court's current conceptualization of neutrality mirrors that
of the Plessy Court and produces a similar result: racial inequality
is virtually irremediable under the Constitution. While the line has
moved with regard to what counts as racial discrimination--rules of
equal prohibition based on race now look plainly
unconstitutional--the prevailing logic has reconstituted a
conception of race which renders the asymmetrical allocation of
power, access, and rights by race as constitutional and consistent
with the equal protection guarantee. The Plessy Court relied on
formal race--the idea that race has no social meaning or
relevance--in deciding that the Louisiana statute requiring racial
separation in public carriers was consistent with the Equal
Protection Clause. So, too, does the prevailing majority of the
current Court rest its analysis upon the assertion that race is
fundamentally irrelevant and signals nothing more than skin color.
Professor Harris pinpoints the very essence of the definitional
myth: "discrimination" is defined so that it legitimizes racial
inequality; the Court's *844 neutral rhetoric masks stark
inequalities by relying on the discriminatory intent requirement;
and the absence of history and context ultimately leads to
jurisprudence which preserves centuries of racial oppression. The
final component of Rhetorical Neutrality is the rhetorical myth.
Once the history of racial oppression has been erased, and
discrimination has been decontextualized so that it means any
encroachment on an individual right, then there has to be some
neutral explanation *845 for the glaring inequalities which persist
but cannot be remedied. The rhetorical myth supplies the dubious
explanation through a series of affirmative action critiques.
3. The Rhetorical Myth
The Rhetorical Myth is the final prong of Rhetorical Neutrality. It
functions on a thematic level as a justification for any "burden" on
white privilege, and, embracing the First Amendment's marketplace of
ideas paradigm, it serves as the doctrinal foundation of the
forward-looking approach. Thus, race-conscious remedial approaches
to the eradication of caste are supplanted, and the central focus is
on the future benefits to individuals (and institutions), not on
race. Grutter is squarely in this doctrinal vein. Diversity is
particularly appealing because race can be *846 neutralized, and the
rhetorical move that accomplishes this is the Court's articulation
of several seminal, reinforcing myths. These myths actually
"explain" why race is irrelevant to the Court.
Paradoxically, to ignore race, the Court must first recognize it.
Indeed, the rhetorical myth's primary function is to articulate how
race is fungible. It is like the "diversity" that is derived from
having a tuba player from Idaho in the first year law class, while
simultaneously justifying the consideration of race so that a
"critical mass" of the historically subjugated has substantive
access to the gateways of American opportunity. This inherent
tension illuminates the deeply embedded incongruity of colorblind
constitutionalism.
Examining the rhetoric against affirmative action as a manifestation
of white guilt, Professor John E. Morrison identifies eight
colorblind doctrinal themes underlying the Court's affirmative
action jurisprudence:
[1.] Affirmative action is not colorblind, because it intentionally
invokes racial classifications.
[2.] Affirmative action is not based on individuals, but on groups.
[3.] Affirmative action is not based on merit.
[4.] Affirmative action leads to racial politics and backlash in the
form of white extremists.
[5.] Affirmative action is exploited by middle-class
African-Americans.
[6.] Affirmative action stigmatizes its intended "beneficiaries."
[7.] Affirmative action is social engineering, demanding equal
results rather than equal opportunity.
[8.] Affirmative action victimizes innocent (white[s]).
What is striking about all of the colorblind themes listed above is
that they all strain to ignore race, while simultaneously
acknowledging it to offer a critique on why it is antithetical to
equality. These literal interpretations of "equality" are rooted in
the anti-differentiation principle. All of the preceding colorblind
conceptions are ahistorical--the present day effects of past
discrimination are irrelevant (this is amorphous societal
discrimination)--and these forward-looking themes reinforce
Rhetorical Neutrality. All of the preceding themes shift the focus
from historical discrimination, with present day effects, to
individuality and merit. The substantive core of the Equal
Protection Clause is turned inside out. This inversion preserves
entrenched, systemic racism. Professor Darren Lenard Hutchinson
notes that:
Colorblindness also reflects majoritarian interests because it
freezes existing social, economic, and political inequities that
result from racism. No serious advocate of colorblindness
disputes the reality that a history of racial subordination has
caused enormous inequalities of wealth, political power,
educational opportunity, and inequities in many other measures
of well-being. Colorblindness advocates, however, demand
neutrality now that formal, overt efforts to subjugate persons
of color have dissipated. The decontextualized, undifferentiated
demand for colorblindness in a society marked by vast racial
inequity accepts current conditions as a legitimate baseline; it
compels prospective equal treatment, but prohibits affirmative
steps to dismantle historical and present-day maltreatment. In
*848 other words, colorblindness preserves status quo racial
inequity. Only whites benefit from such an approach to equality.
This approach to equality is embedded in the Court's affirmative
action jurisprudence, and all of the colorblind themes serve to
preserve the status quo. Indeed, the historical and definitional
myths inevitably lead to a doctrinal narrative of colorblindness
and white victimization. All of the colorblind themes share this
narrative foundation.
For example, colorblind themes--affirmative action is not
colorblind and affirmative action is not based on individuals,
but on racial groups--are essentially statements of colorblind
constitutionalism and the complementary doctrine of liberal
individualism. Doctrinally, the Court has eschewed a
substantive, race-conscious remedial approach for one that
obscures the significance of race and rejects history.
Diversity is an aspirational goal with First Amendment
underpinnings. This is a significant shortcoming in the
eradication of caste. Diversity fits squarely within *849 the
canon of Rhetorical Neutrality because it is forward-looking and
embraces neutrality to the exclusion of all other substantive
values. Under the Fourteenth Amendment, diversity is ahistorical,
partially acontextual, and inherently procedural (rather than
substantive). The focus is on preliminary access and inclusion;
difference is embraced (rather than the eradication of race
based caste).
There is a presumption against content-based discrimination
under the First Amendment. Therefore, the content of messages,
whether political speech or racist hate speech, must be ignored
to protect the free flowing ideological marketplace. This fits
nicely with the illusion of neutrality--race must be ignored at
all costs to preserve colorblind neutrality. Content neutrality
and colorblindness are reinforcing doctrinal concepts. Both
types of "blindness" (to content under the First Amendment) and
to race (under the Fourteenth Amendment) lead to the same
result. The First Amendment's prohibition against content-based
discrimination by the state, as applied to hate speech and
colorblind constitutionalism both serve to preserve the status
quo. Deeply rooted systemic discrimination remains undisturbed:
racist messages that ultimately lead to racial harassment and
violence are left to be remedied by "more speech" and
colorblindness prohibits any consideration of *850
race-conscious remedial approaches designed to eradicate the
present day effects of past discrimination. This is directly
attributable to how discrimination is defined. The definitional
myth reinforces Rhetorical Neutrality, and, since discrimination
is a rare occurrence, then the remaining critiques ((3) - (8))
of affirmative action all focus on "neutral" standards in the
distribution of societal benefits or the impact of
race-conscious remedial efforts on white interests.
Colorblind theme (3) (affirmative action is not based on merit)
is a "neutral" articulation of white privilege. While no mention
of "race" is made when the analysis focuses on "merit," the
racial underpinning could not be clearer--people of color do not
measure up under any quantifiable (or qualitative) standard, so
admitting them will unjustifiably exclude whites who are
entitled to take their place in elite institutions. The
reference to elite institutions is instructive because Justice
Scalia noted, during oral argument of the Grutter case, that the
issue of fairness could be resolved by simply lowering the
standards of admission to the University of Michigan School of
Law:
I find it hard to take seriously the State of Michigan's
contention that racial diversity is a compelling state interest,
compelling enough to warrant ignoring the Constitution's
prohibition on the basis of race.... [T]he problem is a problem
of Michigan's own creation, that is to say, it has decided to
create an elite law school, it is one of the best law schools in
the country. Now, it's done this by taking only the best
students with the best grades and the best SATs or LSATs knowing
that the result of this will be to exclude to a large degree
minorities.
It is--it's not unconstitutional to do that, because
it's--that's not--not the purpose of what Michigan did, but it
is the predictable result....
*851 Now, considering [Michigan] created this situation by
making that decision, it then turns around and says, oh, we have
a compelling state interest in eliminating this racial imbalance
that [we] ourselves have created.
Now, if Michigan really cares enough about that racial
imbalance, why doesn't it do as many other state law schools do,
lower the standards, not have a flagship elite law school, it
solves the problem.
This seemingly neutral rationale is breathtaking in its
cynicism, for it assumes a stereotypical view of the abilities
of people of color. Under the "neutral" meritocratic standards,
it is "predictable" that people of color will not be admitted to
the law school in large numbers. It is also predictable, under
the same twisted reasoning, that whites will naturally do better
than people of color. So, admission standards must be "lowered."
The assumption underlying Justice Scalia's query is buttressed
by the historical, definitional, and rhetorical myths. His
question is specifically forward-looking (it does not take into
account the present day effects of generations of fundamentally
inadequate school systems for people of color) ; there is no
particularized indicia of discrimination proffered by Blacks
here (so "societal discrimination" is easily ignored and
"discrimination" is inverted so the focus is on the impact on
white victims) ; and the "solution" underlying the question is
not *852 neutral (or colorblind) because it implicitly embraces
white privilege as the guiding principle in the distribution of
societal resources.
Colorblind theme (4) (affirmative action leads to racial
politics) builds upon the meritocracy concept discussed above,
but this theme is an explicit attempt to prohibit the use of
race in the distribution of benefits (societal resources). Just
as meritocratic arguments seek to "explain" why there is a
"neutral" (colorblind) rationale for the disproportionate under
representation of people of color in elite institutions, the
racial politics rationale employs "colorblindness" to strike
down race-conscious remedies that are inaccurately classified as
the product of a racial spoils system--students should not be
admitted to law school on the basis of race alone and benefits
should not be distributed in a system (or process) skewed toward
race.
Advancing a powerful critique of the racial politics rationale
of Croson and its use of the Process Theory as a tenet of Equal
Protection neutrality, Professor Reginald Oh highlights the
doctrinal inversion that is at the center of the decision:
Justice O'Connor flipped Ely's [Process Theory] on its head....
Justice O'Connor reasoned that "[t]he concern that a political
majority will more easily act to the disadvantage of a minority
based on unwarranted assumptions or incomplete facts would seem
to militate for, not against the application of heightened
judicial scrutiny...." In other words, under the facts of this
case, where a black majority City Council enacted an ordinance
that harmed the interests of Whites to seemingly provide an
economic boon to its black constituents, Justice O'Connor used
Ely's political process theory to imply that the white minority
in Richmond were a suspect class who needed the courts to
protect its rights and interests from the "racial tyranny" of
the new black political majority.
*853 Professor Oh points to the essence of inversion--whenever
white interests are "burdened," then colorblind
constitutionalism becomes doctrinally irrelevant. "Neutrality"
gives way to inversion. In Croson, Justice O'Connor uses the
Process Theory to produce a narrative of oppression for whites.
This rhetorical myth simply preserves white privilege. While
this appears perfectly "neutral" on its face (Blacks and whites
should receive the same benefits from a colorblind political
process), this is nothing more than a bald assertion of white
privilege. Because the history of systemic racial oppression is
ignored, it is easy to take the next step in reasoning that
African-Americans will become the new "oppressors." There is a
disconcerting parallel between the racial politics rationale and
the racist rhetoric underlying the revisionist history of the
Reconstruction Era. Whiteness is equated with competence and
thoughtful policy initiatives for the benefit of all, while on
the other hand, people of color (specifically, African-Americans
in this case) are viewed as legislative buffoons who enact
policies for their own selfish ends.
This is an interesting rationale because it assumes that
African-Americans with "political power" will engage in the same
racist practices that have been the linchpin of white supremacy
for over four hundred years. One might ask, how can
African-Americans engage in "turnabout" when they only have
access to a small (perhaps insignificant) piece of the game?
This question is part and parcel of the doctrine of inversion--
neutrality is employed to obscure the real and enduring quality
of racism.
Another "neutral" critique of affirmative action is that it is
exploited by middle-class African-Americans who do not need
"preferential treatment" (colorblind *854 theme 5). This is the
doctrinal analog of the racial politics and meritocratic
critiques. In a racial spoils system, neutrality is circumvented
so that preferential treatment is dispensed based on race; thus,
many undeserving (Black) recipients receive the tainted fruit of
affirmative action. Without any reference of history or context,
this make-weight rationale gains currency. But we should not be
confused by this rationale's simplistic allure:
[E]ven the most complex measure of class would have difficulty
capturing all the significant class effects of being born black
in America. One can measure the racial and income composition of
a neighborhood, but without [sic] considering race, there is no
way to capture the fact that blacks do not gain the full social
benefits of having better-off white neighbors. One can look at
the racial composition of schools, but if only black students
suffer stereotype threat within those schools, the differences
between the schooling process for blacks and whites will be
ignored. Stated simply, the social processes through which the
black middle class becomes and remains economically
disadvantaged are driven by and mediated through race. Ignoring
race missed the point and distorts the results.
It may be pushing the thematic connection too far to suggest
that there are disconcerting similarities between Plessy's
narrative--that there comes a time when African-Americans should
no longer be "special favorite[s] of the [law]"--and the
rhetorical myth of exploitation of affirmative action by
African-Americans. It can be said, however, that a common thread
runs through both rationales--Blacks are receiving a benefit
that they do not deserve.
Building upon this formal equality paradigm of just deserts (of
course, historical racism and its present day effects are
irrelevant here), colorblind constitutionalists, like Justice
Thomas, argue that affirmative action stigmatizes its intended
*855 beneficiaries. Thus, under colorblind theme 6, merit
matters, not race. But this is an illusory world buttressed by
the rhetorical myth of neutrality. Indeed, the concern seems to
be the reaction of whites to affirmative action rather than the
eradication of caste. This notion is rooted in liberal
individualism; the Constitution protects individuals, not
groups, and to "single" out members of a racial group for
"special treatment" is constitutionally illegitimate. Thus, any
"benefits" that racial minorities receive have a stigmatizing
effect on them and harms whites who had no part in any
discrimination against people of color. Of course, this ignores
how white privilege functions in society.
The neutral critique of social engineering (colorblind theme 7)
is rooted in liberal individualism, which is essential to the
preservation of white privilege. That is, because the Fourteenth
Amendment protects individuals (persons), not groups, it is
constitutionally impermissible to guarantee results based on
race. This is another formulation of the Process Theory--the
Constitution guarantees equal access, not equal results.
Professor Kathleen Sullivan advocates moving away from a "sins
of the past" retributive approach to a prospective approach
which answers the critiques of race-based social engineering and
unwarranted harm to innocent whites. She writes:
Uncovering the Court's focus on sins of discrimination helps
tell why both sides have always been left still standing at the
end of affirmative action showdowns in the Court. Trapped in the
paradigm of sin, the Court shrinks, even in upholding
affirmative action plans, from declaring that the benefits of
building a racially integrated society for the future can be
justification enough.... And hemmed in by the quandary of harm
to innocents that a sin-based rationale inevitably creates, the
Court continues to caution, even in upholding affirmative
action, that it is but a necessary evil. Not surprisingly,
affirmative action's proponents and opponents both find reason
to triumph: its proponents in the declaration of its necessity;
its opponents, in its definition as evil. While thus doomed to
partial success, a focus on sins of discrimination is
understandable. Expunging past wrong has an urgency about it
that other justifications might not, and that urgency lends
force to claims that affirmative action serves "compelling"
purposes. But as long as whites displaced by affirmative action
are not being subordinated on the basis of their race--as it is
especially clear they are not when white-dominated governments,
unions, or employers choose affirmative action--any important
purpose for affirmative action should be justification enough.
Such a purpose may *857 look forward as well as back. Looking
forward does not forget sins of discrimination; it just sees
them as less in need of remedy than redemption.
There are certainly doctrinal limitations to the forward-looking
approach, but Professor Sullivan pinpoints the interrelatedness
of the social engineering and burden on innocent whites'
rationales of the dismantlement of affirmative action. Rather
than neutralizing (or turning inside out) substantive
conceptions of equality, the rhetorical move away from
perpetrator, victim, and sin means that discrimination is not
particularized. The Washington v. Davis intent requirement is
abandoned because it selectively privileges white reverse
discrimination claims over those of people of color.
Finally, under colorblind theme 8, a conscious attempt is made
to minimize the impact on white majoritarian interests. This is
a doctrinal signpost of the Court's race jurisprudence. Indeed,
the possibility of an all-encompassing, substantive approach to
the eradication of systemic racism is undermined by the Court's
insistence on particularized discrimination. Oftentimes, there
is no injury to whites. As Professor Erwin Chemerinsky observes:
[I]t should be noted that affirmative action does not in all
circumstances injure others. For example, if affirmative action
takes the form of aggressive advertisement of positions in
minority communities and active recruitment of minority
applicants, it is difficult to see how any one can claim an
injury deserving of consideration....
Moreover, in matters such as employment, education, or
government contracting, benefiting minorities inevitably means
taking away something from whites. To describe the injury of
whites as an argument against affirmative action is to assume
that whites are presumptively entitled to what they have and
that their loss is a harm to be avoided.
The claim of white privilege or entitlement is rooted in the
underlying myths of Rhetorical Neutrality and racist
stereotypes. It is an easy step to ignore the real injury to
oppressed people of color when they are characterized as debased
and lazy. These labels were applied quite openly in our Nation's
sordid racial past, but now *858 they are part and parcel of an
intricate set of implicit understandings about people of color.
Several distinct conceptual propositions emerge from Rhetorical
Neutrality:
1. The reinforcing myths (historical, definitional, and rhetorical)
underlying Rhetorical Neutrality all serve to invert bedrock
Fourteenth Amendment principles so that the maintenance of white
privilege is the touchstone of the Court's race jurisprudence.
2. The historical myth constitutionalizes liberal individualism so
that history is not the collective experience of an oppressed
people, but simply the colorblind admonition that the Fourteenth
Amendment protects (individuals), not racial groups. The Civil War
Amendments are recast as merely articulations of the
anti-differentiation principle.
3. Building upon colorblind neutrality and liberal individualism,
the definitional myth defines discrimination so narrowly that whites
become the new "discrete and insular minorit[y]" (systemic
oppression against African-Americans and people of color is so
amorphous that it cannot be specifically identified (or remedied),
and individualized reverse discrimination claims are presumptively
valid).
4. The rhetorical myth, with its varying colorblind critiques of
affirmative action, serves to constitutitonalize formalized notions
of equality so that substantive equality becomes, at best, a
secondary consideration when compared to the cognizable "burden" on
innocent whites.
5. The Process Theory, rather than providing a rationale for
principled judicial review, becomes a justification for leaving
entrenched systems of discrimination in place.
*859 6. These narrow conceptions are the foundation of the Court's
race jurisprudence. The disconcerting conclusion is that even when
the Court reaches a "good" result in decisions like Bakke and
Grutter, there is "something missing."
IV. CONCLUSION
We must dismantle colorblind constitutionalism and reject the allure
of neutrality. It is certainly appealing to imagine a world where
race no longer matters. We will reach that day much sooner if we
confront our fears, our hopes, and our dreams and acknowledge that
they all are intertwined with race. We must use a new rhetoric--a
rhetoric of inclusion that does not insist on colorblindness, but
embraces the substantive core of the First and Fourteenth
Amendments. In this way, Justices O'Connor and Thomas would honor
the historical significance and true legacy of Frederick Douglass,
and the Court would take an important step in discarding Rhetorical
Neutrality.
[FNa1]. Professor of Law, University of Louisville School of Law.
B.A., Oberlin College; J.D., New York University School of Law.
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