POL 421
Seminar on Dilemmas of Humanitarian Intervention
Winter 2007 Dr. M. P. Karns
Office: SJ 203
Tel: 229-3538
Email: margaret.karns@notes.udayton.edu
Homepage: http://academic.udayton.edu/MargaretKarns/
Office Hours: Drop in Tues/Thurs. 10:30-11:30, Wed. 2:00-4:30; by appointment at other times
Humanitarian Intervention: Intervention with armed force for the purpose of protecting civilians who are threatened by forced removal, ethnic cleansing, genocide……
This seminar will explore the political, practical, and moral dilemmas of international intervention in recent and future humanitarian crises. Topics to be covered include the causes of such crises; evolving norms regarding sovereignty, nonintervention, a responsibility to protect, the realities of states’ interests and political will to intervene; and the challenges of coordinating military and civilian assistance. Among the key issues that we will explore are who can authorize international interventions, what conditions justify intervention especially if it is opposed by the government(s) of affected (state(s), how humanitarian interventions should be carried out, how (or whether) societies and nations can be rebuilt following humanitarian crises, and how future crises can be prevented. Case studies will include Somalia, Bosnia, Rwanda, Kosovo, and Darfur.
We will examine both scholarly and general audience literature; we shall do some readings in common and each of you will be responsible for reviewing one book related to humanitarian intervention and for summarizing your review in class. Because we are all looking to increase our understanding of the dilemmas of humanitarian intervention, each of you has a stake in the presentations of every member of the class. You are expected to join me in raising questions. You will also be responsible individually or in teams for conducting part or all of a class session, relating to a major research project, and for identifying one reading for the rest of the class in conjunction with your presentation. Prior to taking this seminar, you should, at a minimum, have taken POL 214 or 202 and at least one upper level international relations course or secure my permission.
Texts
Martha Finnemore, The Purpose of Intervention: Changing Beliefs about the Use of Force
(2003)
Peter J. Hoffman and Thomas G. Weiss, Sword & Salve: Confronting New Wars and
Humanitarian Crises (2006)
International Commission on Intervention and State Sovereignty, The Responsibility to Protect
(ICISS, 2001)
Gérard Prunier, Darfur: The Ambiguous Genocide, rev. ed. (2007)
Fiona Terry, The Paradox of Humanitarian Action: Condemned to Repeat? (2002)
Thomas G. Weiss, Military-Civilian Interactions: Humanitarian Crises and the Responsibility to
Protect, 2nd ed. (2005)
Requirements
· Regular attendance, preparation for and active participation in seminar sessions (20%)
· Essay (5-7pp) on one of the dilemmas of humanitarian intervention (20%)
· Book Report (20%)
· Individual or team research project, including research proposal, annotated bibliography, class presentation, and paper (c. 20 pages), poster presentation, or other creative output (40%)
Seminar Schedule (subject to change)
I. (Jan. 9) Introduction to The Darfur crisis and Dilemmas of Intervention
A. “Crisis in Darfur: When ‘Never Again’ isn’t Enough,” Transcript of Council on
Foreign Relations session with John Prendergast of the International Crisis Group and Erin Mazursky, Executive Director, Students Taking Action Now: Darfur (STAND) at:
B. Council on Foreign Relations, “Sudan Crisis Bleeds Across Borders,” (Jan. 2007) at:
http://www.cfr.org/publication/12310/sudan_strife_bleeds_across_borders.html?breadcrumb=%2F
C. Beit Schweizer, “Moral Dilemmas for Humanitarianism in the era of
‘Humanitarian’ Military Interventions,” (International Red Cross Committee Sept. 2004) at: http://www.icrc.org/Web/eng/siteeng0.nsf/htmlall/66CMLK/$File/irrc_855_Schweizer.pdf
D. USAID, “Providing Humanitarian Aid,” available at:
http://www.usaid.gov/fani/Chapter_5--Foreign_Aid_in_the_National_Interest.pdf
II. (Jan. 11-16) Armed forces and humanitarian action in complex humanitarian crises
A. Nature of the Humanitarian Community—the International Aid Regime
And a framework for estimating military costs, civilian benefits
Weiss, Military-Civilian Interactions, Chs. 1-2
Individual assignments
Fabrice, In the Shadow, Ch. 16 on “Missionaries of Islam”
B. Foundations of the International Humanitarian System and Law
Hoffman and Weiss, Ch. 2
Weiss and Collins, “The Idea’s Codification and Institutionalization” handout
Geneva Conventions and Protocols, Convention on Refugees and Protocol, IDP Draft
III. (Jan. 18-Feb. 6) The Nature of Humanitarian Crises in the 1990s
A. (Jan. 18) Northern Iraq and
Weiss, Military-Civilian Interactions, Chs. 3
B. (Jan. 23) Somalia
Weiss, Ch. 4
C. (Jan. 25) Bosnia and Srebrenica
Weiss, Military-Civilian Interactions, Ch. 5
Sadako Ogato, “Protecting Refugees in the Balkan Wars,” pp. 50-64 from The Turbulent
Decade (2005) Handout
United Nations, Report of the Secretary-General Pursuant to General Assembly Resolution 53/35: The Fall of Srebrenica, UN Doc.No.A/54/549 (15 November, 1999). Available at http://www.un.org/peace/srebrenica.pdf
D. (Jan. 30) Rwanda
Weiss, Military-Civilian Interactions, Ch. 6
Alan Kuperman, “Rwanda in Retrospect,” Foreign Affairs (Jan/Feb 2000) Available at: http://fullaccess.foreignaffairs.org/20000101faessay8/alan-j-kuperman/rwanda-in-retrospect.html
Alison Des Forges, “Shame: Rationalizing Western Apathy on Rwanda” and Alan Kuperman’s Reply, Foreign Affairs (May/June 2000). Available at: http://fullaccess.foreignaffairs.org/20000501faresponse51/alison-l-des-forges-alan-j-kuperman/shame-rationalizing-western-apathy-on-rwanda.html
Samantha Power, “Rwanda: ‘Mostly in a Listening Mode,” Ch. 10 in A Problem from Hell Reserve
United Nations, Report of the Independent Inquiry into the Actions of the United Nations during the 1994 Genocide in Rwanda. S/1999/1257, 15 December 1999 http://www.ess.uwe.ac.uk/documents/RwandaReport1.htm
E. (Feb. 1) Haiti
Weiss, Military-Civilian Interactions, Ch. 7
Colin Granderson, “Military-Humanitarian Ambiguities in Haiti,” in Moore, ed., Hard
Choices, Reserve
Note: Jean-Paul Sampatu from Rwanda is on campus this week. Plan to attend one of the events with him. We may have him briefly for class on Thursday, Feb. 1.
F. (Feb. 6-8) Kosovo
ALL read:
Weiss, Military-Civilian Interactions, Ch. 8
Nicholas Wheeler, “The Limits of Humanitarian Intervention from the Air: The Cases of
Bosnia and Kosovo” Reserve
Individual assignments:
Selections from William Buckley, Kosovo: Contending Voices on Balkan Interventions
(2000),
1. “Voices under the Bombs,” pp. 27-55 Reserve
2. Mark Danner, “Endgame in Kosovo: Ethnic Cleansing and American Amnesia,”
pp. 56-70 Reserve
3. Jürgen Habermas, “Bestiality and Humanity: A War on the Border between Law
and Morality,” pp. 306-16 Reserve
4. Robert Skidelsky and Michael Ignatieff, “Debating Kosovo: An Exchange,” pp.
336-43 Reserve
5. David Little, “Force and Humanitarian Intervention: The Case of Kosovo,” pp.
356-59 Reserve
6. Jean Bethke Elshtain, “Kosovo and the Just-War Tradition,” pp. 363-67 Reserve
7. J. Bryan Hehir, “Kosovo: A War of Values and the Values of War,” pp. 399-405
Reserve
David Rieff, “Kosovo: The End of an Era?” Reserve
Independent International Commission on Kosovo
1. “Executive Summary: Main Findings,” pp. 1-12
http://www.oxfordscholarship.com/oso/private/content/politicalscience/0199243093/p007.html#acprof-0199243093-chapter-1
2. “International Law and Humanitarian Intervention,” pp. 163-98
http://www.oxfordscholarship.com/oso/private/content/politicalscience/0199243093/p039.html#acprof-0199243093-chapter-9
3. “Humanitarian Organizations and the Role of the Media,” pp. 201-219
http://www.oxfordscholarship.com/oso/private/content/politicalscience/0199243093/p047.html#acprof-0199243093-chapter-10
Suggested added reading on East Timor:
Gil Gonzalez-Foerster, “East Timor: Better Late than Never” Reserve
IV. (Feb. 13-15) The False Promise of Never Again? Darfur
Gérard Prunier, Darfur: The Ambiguous Genocide, rev. ed. (2007)
Emily Hartman and Erin Moosbrugger, “Darfur: An Analysis of American Foreign Policy
Decisions and Options,” (December 2006) Reserve
Note: Hotel Rwanda is showing on Feb. 13, 7:30-9:30 (ArtStreet, Studio B). Plan to attend if you have not already seen the film. Paul Rusesabagina (Hotel Rwanda) is speaking on Feb. 20 at 7:30pm (KU Ballroom). Plan to attend.
V. (Feb. 20-27) The Causes of humanitarian crises
Changing nature of conflicts and the international system; failed states; genocide
Hoffman and Weiss, Sword & Salve, Chs. 1-4
Michael Brown, “Ethnic and Internal Conflicts: Causes and Implications” Reserve
Robert I. Rotberg, “Failed States, Collapsed States, Weak States: Causes and Indicators,”
Reserve
Gérard Prunier and Rachel Gisselquist, “The Sudan: A Successfully Failed State,” Reserve
Nafziger and Auvinen, “Sources of Humanitarian Emergencies,” Journal of Conflict
Resolution (June 1999), available via JSTOR
Barbara Harff and Ted Gurr, “Systematic Early Warning of Humanitarian Emergencies,”
Journal of Peace Research, (Sept. 1998), available via JSTOR
Mar 1 Preparation of Case Study on a Potential Humanitarian Crisis in Iraq
Hoffman and Weiss, Sword & Salve, Ch. 6
Weiss, Military-Civilian Interactions, Ch. 9
Rony Brauman & Pierre Salignon, “Iraq: In Search of a ‘Humanitarian Crisis,’” in
In the Shadow of ‘Just Wars’ edited by Fabrice Weissman Reserve
Note: Lost Boys of Sudan will be shown on Feb. 27, 7:30-9:30 (ArtStreet, Studio B)
VI. (Mar. 6-8, 20) Evolving Norms:
A. Sovereignty, Nonintervention, and the Responsibility to Protect: an emerging right to
Intervene?
B. The question of authority
C. Refugee law and the absence of norms for IDPs
Martha Finnemore, The Purpose of Intervention
ICISS, The Responsibility to Protect
Mohammed Ayoob, “Humanitarian Intervention and State Sovereignty,” International Journal
of Human Rights (Spring 2002), Reserve
Shashi Tharoor and Sam Daws, “Humanitarian Intervention: Getting Past the Reefs,” World
Policy Journal Vol. 18, no. 2 (Summer 2001)
Thomas M. Franck, “Interpretation and Change in the Law of Humanitarian Intervention,” in
Humanitarian Intervention: Ethical, Legal, and Political Dilemmas edited by Holzgrefe and
Keohane (2003) Reserve
Allen Buchanan, “Reforming the International Law of Humanitarian Intervention,” in Ibid. Res.
ICISS Supplementary Volume
“State Sovereignty;” http://www.iciss.ca/01_Section_A-en.asp#chapter_1
“Intervention;” http://www.iciss.ca/01_Section_A-en.asp#chapter_2
“Legitimacy and Authority” http://www.iciss.ca/03_Section_C-en.asp#chapter_7
“Conduct and Capacity” http://www.iciss.ca/03_Section_C-en.asp#chapter_8
VII. (Mar. 22-29) Paradoxes of Humanitarian Action: The Negative Consequences of
Humanitarian Aid
Dilemmas: Should humanitarian relief organizations remain silent,
neutral and impartial in the face of human rights abuses? Can humanitarian
interventions be impartial? What unintended benefits does humanitarian aid supply to
combatants? Refugee warriors: Does humanitarian aid contribute to the continuation
of conflicts? Can aid agencies learn and improve ? Does media attention substitute
for political engagement by major powers? Can Justice and Peace coexist?
Fiona Terry, Condemned to Repeat? Chs. 1-5
Hoffman and Weiss, Ch. 5 (coordination and collective action issues)
Mary B. Anderson, “’You Save My Life Today, But for What Tomorrow?’ Some Moral
Dilemmas of Humanitarian Aid,” in Moore, ed., Hard Choices Reserve
Michael Ignatieff, “The Stories We Tell: Television and Humanitarian Aid,” in Moore,
Hard Choices Reserve
Richard Betts, “The Delusion of Impartial Intervention,” in Turbulent Peace (2001) Res
Weiss, Military-Civilian Interactions, Ch. 10 (lessons)
Michel Agier & Françoise Bouchet-Saulnier, “Humanitarian Spaces: Spaces of Exception,”
In the Shadow ch. 14 Reserve
Eric Dachy, “Justice and Humanitarian Action: A Conflict of Interest,” Ibid, Reserve
VIII. (April 10-12) Preventing Future Crises
Getting states and governments to take more responsibility; Improving Preventive
Diplomacy; Can the UN do more?
Laura Neack, Elusive Security: States First, People Last
Bruce Jentleson, “Preventive Statecraft,” in Turbulent Peace (2001) Reserve Mohamed Sahnoun, Somalia: The Missed Opportunities
Independent Commission on Kosovo, “The Origins of the Kosovo Crisis” available at:
http://www.reliefweb.int/library/documents/thekosovoreport.htm
ICISS Supplementary Volume,
“Prevention;” http://www.iciss.ca/01_Section_A-en.asp#chapter_3
“Domestic and International Will”
http://www.iciss.ca/03_Section_C-en.asp#chapter_9
IX. Project Presentations – April 17-24
X. (April 30- 4:30-6:30) Improving Responses to Future Crises and Final Evaluation
Constructing a Second-best World for humanitarian action
Minimizing the negative effects of humanitarian aid
Intentions and Means
Hoffman and Weiss, Sword and Salve, Ch. 7
Terry, Condemned to Repeat, Ch. 6