U.S. CONST. Amend. V.
This statute provides relief as an amendment to the United
States Constitution. It states that no person shall "be
deprived of life, liberty, or property, without due process of
law". There is a violation of this amendment when there is a
minority criminal defendant on trial and circumstances show that
the state has purposefully used peremptory challenges to strike
minority jurors.
Many of the criminal defendants in this position have used
this statute as a basis of appeal to seek a new trial.
Unfortunately, recent and past caselaw has placed a tremendous
burden on the defendant to prove his case for relief. This
statute attempts to provide relief in federal courts and in
conjunction with the 14th Amendment in state courts as
well.
U.S. CONST. Amend. VI
This statute is an amendment to the United States
Constitution. Within its language, every person in the United
States is guaranteed the right to be tried by an impartial jury
of the State and district courts. This Constitutional amendment
provides one of the reasons for outlawing any type of racial bias
or prejudice in the jury box.
The 6th Amendment shall guarantee that the defendant shall
have the right to be tried before a jury that represents a fair
cross section of the community. A violation exists when
discriminatory peremptory challenges are used to cut away at this
right in an attempt to exclude certain groups from jury
service.
U.S. CONST. Amend. XIV
This statute is an amendment to the United States
Constitution. Within its language, every person in the United
States is guaranteed Equal Protection of the Law. The statute
provides that "no state shall make or enforce any law"
that shall deny a person of the rights that are guaranteed by the
United States Constitution.
The argument against the use of peremptory rights to strike
potential jurors because of race rests on the fact that any
victim; white or black has been denied equal protection under the
law. Specifically, they are being denied the equal right to be
judged by an impartial jury, thus the purposeful denial of the
rights guaranteed in the 6th Amendment. This statute
guarantees protection for criminal defendants in state courts.
18 U.S.C.A. §243
This particular statute is a rule of criminal procedure that
covers the exclusion of jurors because of race or color. The
statute states that a person shall not be rightfully disqualified
or removed for jury service in any United States court if they
possess all of the qualifications proscribed by law. The statute
also sets a maximum fine of $5,000 for anyone violating this
rule.
Under the color of this statute, it seems that not only
attorneys are subject to sanctions under this statute, but any
officer of the court. Any attempt to use discriminatory tactics
to purposeful exclude jurors regardless of color solely based on
race is in violation of this rule. This statute not only covers
attorneys, but also those individuals that work for the county
who may be in charge of creating the potential jury list for
service or those individuals who actually summon potential
jurors.
28 U.S.C.A. § 1861 et seq.
This is the codified version of the Jury Selection and Service
Act of 1968. Although this statute specifically deals with the
process and methods of selecting the jury venire, it is an
important tool in creating an argument against any discriminatory
practices in jury selection. The language of the law is that
"No citizen shall be excluded from service as a grand or
petit juror in the district courts of the United States on
account of race, color, religion, sex, national origin, or
economic status".
It is true that this particular statute does not cover
peremptory challenges, but one may argue the principles that it
attempts to enforce be carried into the courtroom during voir
dire. An attempt to break away from the promulgated ideas of this
statute would make it unnecessary and moot.
Strauder v. West Virginia, 100 U.S. 303
(1879)
This case represents the beginning of the battle for equal
protection for defendant relative to the right to have their case
presented before an impartial jury. In this particular case, a
black defendant and former slave was tried and convicted in state
court for murder before an all white jury. After the trial, the
defendant challenged his conviction based on a West Virginia law
that excluded blacks from jury panels and that this law violated
his rights under the Equal Protection clause of the 14th
Amendment. The Supreme Court reversed the conviction based on
statutory interpretation of the 14th Amendment.
Throughout its opinion, the Court relied on the intent of the
14th Amendment and other related amendments. The Court
focused on the fact that these amendments had the purpose of
guaranteeing the rights of those citizens who had been denied
certain basic human rights for many years.
The Supreme Court made it clear that the state's policy of
rejecting blacks the right to become members of a jury without
any other reason than their skin color was a violation of the
defendant's rights under the 14th Amendment. This
particular case laid the foundation for the Court's efforts in
eradicating racial discrimination in jury selection.
Swain v. Alabama, 380 U.S. 202 (1965)
This case involved a black defendant convicted of rape in the
state court of Alabama. The defendant was tried and convicted
before an all white jury. The prosecutor purposefully struck the
only blacks that were eligible to serve on the jury by using
peremptory challenges. Swain appealed his conviction based on the
systematic exclusion of blacks from juries and the continual use
of preemptory challenges by the government to exclude blacks as
potential jurors. The Supreme Court denied relief.
The Supreme Court's denial of Swain's relief struck a major
blow for the progress that minorities had made in attempting to
guarantee equality relative to having fair and impartial juries.
It created almost insurmountable barriers in attempting to prove
purposeful discrimination by the state. The Court's reasoning in
this case was feckless, at best. The Court ignored the fact that
not one black had served on a jury in the history of that
particular county. The Court operated on the assumption that the
prosecutor had removed the eligible black jurors for legitimate
reasons and not because of race. The trial court did not require
the state to make a reasonable rebuttal to the argument that the
state removed the individuals because of race. The court did
establish the requirements for establishing a prima facie case
for discrimination, but the presumption given to state attorneys
created difficult barriers.
United States v. McDaniels, 379 F. Supp.
1243 (E.D. LA 1974)
In this case, the defendant was granted a new trial based on a
different form of relief. Although the Appellate Court felt that
the defendant, McDaniels, could not prove the "systematic
exclusion" of blacks, he was granted a new trial based on
Rule 33 of the Federal Rules of Criminal Procedure. The rule
allows a new trial to be granted "in the interests of
justice".
On appeal, McDaniels used statistical evidence from trials
occurring two years previous to his to attempt to show the
"systematic exclusion" of blacks from the jury. Where
the case involved a black defendant, the statistics showed that
69% of the challenges used by the government were against blacks.
Additionally, out of the 53 cases involving black defendants over
the previous two years, only 5 of those cases the government
challenged no blacks and blacks actually had an opportunity to
serve on juries. The court determined that this evidence was not
conclusive because the racial make-up of the jurors that actually
served was representative of the racial percentages represented
by the list of registered voters within the district. This case
is another example of the high standard that defendant must meet
to get judicial relief.
Commonwealth of Pennsylvania v. Martin,
336 A.2d 290 (1975)
In the Martin case, an all white jury convicted the
defendant of murder, robbery, and other related charges. The
record shows that eight of the Commonwealth's fourteen peremptory
challenges were used to exclude all of the available blacks that
could possibly sit on the jury for Martin's trial. Upon appeal,
the conviction was affirmed.
The opinion of the court made specific reference to the
standard presented by the Swain case. The court stated
that the weakness of the Swain standard is that it requires a
showing of a systematic exclusion of blacks from the jury, but it
fails to offer relief when the discriminatory use of peremptory
challenges is made on a selected basis. The court also uses the
argument in the Swain opinion that provides the presumption that
the prosecutor's for the State is making a challenge to obtain a
fair and impartial jury. This presumption is very difficult to
overcome for someone asserting purposeful discrimination. I feel
that it is unfair to give such a presumption to a prosecuting
attorney, which assumes that they can do no wrong.
People v. Wheeler, 583 P.2d 748 (1978)
The Supreme Court of California decided to reverse the murder
convictions for two defendants. The defendants charged were two
black males and the victim was a white male. After a number of
blacks were removed for cause, the prosecutor continued to strike
every black person from the jury with peremptory challenges and
the result was an all white jury. The case was of first
impression in the California courts.
The defense objected to the peremptory challenges at trial and
moved for a mistrial. The judge never required the State to
explain why they were proceeding in such a way. On appeal, the
court ruled that a prima facie case was made by the defendants at
trial and that the trial court erred in not requiring the
prosecutor to respond to the allegations. The trial court was
wrong in denying the motion for a mistrial without a rebuttal
showing that the prosecutor based their challenges on
non-prejudicial grounds.
McCray v. New York, 461 U.S. 961 (1983)
In this particular case, the Supreme Court held that further
review of the issue of peremptory challenges used to exclude
blacks for juries needed further consideration by lower courts.
The Supreme Court decided to consider it at another time and
denied review. I believe that the Court's denial of cert. was
prejudicial to those individuals who may have had valid claims at
that time, but for the fact that the Court simply did not want to
address the issue. For the Court to say that they were going to
allow the various States to serve as "laboratories" and
battle over this issue makes it seem that these criminal
defendants were used as genie pigs for the Court.
In the dissenting opinion Justices Marshall and Brennan stress
the point that in these types of cases there may be a violation
of a criminal defendant's right to an impartial jury, a right
guaranteed by the 6th Amendment. The Supreme Court should have
had the initiative to grant cert. to this case and finally
resolve the ambiguity surrounding the Swain case and other cases
involving similar issues.
Thompson v. United States, 469 U.S. 1024
(1984)
The defendant appealed his conviction based upon the notion
that the prosecuting attorney excluded individual potential
jurors based upon the fact that they were black and the defendant
was of the same race. The Supreme Court denied the defendant
petition for writ of certiorari. Although the Court denied cert.,
it important to make note of Justice Brennan's dissenting
opinion.
In Swain v. Alabama, Justice Brennan held with the
majority that the prosecution's right to use peremptory
challenges in any particular case involving a black defendant had
to remain free of equal protection scrutiny. In this opinion,
Justice Brennan states that the Court's holding in Swain
has been misconceived over the years. This is true because the
effect of the decision is that it allows that the presumption
that blacks will automatically be partial to a black defendant
because both belong to the same race. Justice Brennan argued that
the time was ripe to reconsider Swain and finally resolve
the issue. The importance of the case is the realization by
Justice Brennan of the importance of this issue and the need of
the Court to resolve such an issue.
Batson v. Kentucky, 476 U.S. 79 (1986)
This case eased the burden placed on those who attempt to
challenge the basis for peremptory challenges during the jury
selection process. During voir dire, the prosecutor used his
peremptory challenges to strike all four blacks from the venire,
resulting in an all white jury. Counsel for the defense objected
and moved that the jury be discharged because the removal of the
black jurors violated the Sixth and Fourteenth Amendments. In
this case, as in others, the trial court rejected defense
counsel's motion without requiring the prosecutor to give neutral
grounds for using the peremptory challenges against blacks. The
Supreme Court reversed the conviction. The Court also used this
opportunity to reaffirm the idea that by denying a person
participation in jury service because of his race, the State
unconstitutionally discriminated against the excluded juror. [EN1]
The Court also expressed its feelings on how discrimination in
the jury selection process also effects the public's confidence
in the justice system.
The Court takes the time to lay out the circumstances in which
a defendant provides a prima facie case for discrimination. At
such time, the State will then have the burden shifted to them to
give neutral reasoning for striking black jurors. The Court
specifically states that the Equal Protection Clause forbids the
States to strike blacks from the jury pool on the assumption that
they will be partial or bias because the defendant is black.
Although some administrative duties and costs may burden the
courts, but it is a necessary price to pay for Equal
Protection.
Wilkerson v. Texas, 493 U.S.
924 (1989)
In this case, a black defendant was convicted of murder by an
all-white jury and later sentenced to death. The prosecution used
4 of its 12 peremptory challenges to strike all of the black
potential jurors. The defendant later appealed stating that the
prosecution's use of peremptory challenges to strike all of the
black potential jurors was purposeful discrimination. The trial
court allowed a Batson hearing and during such hearing, one of
the prosecutors admitted that race played a role in striking
individual jurors, but it was not a major or deciding factor. The
Texas Appellate Court accepted the prosecution's rebuttal and
justification and affirmed his conviction. The Supreme Court
denied a writ of certiorari.
In his dissent, Justice Marshall states that the state court
clearly omitted the prosecutor's open admissions that race played
a part in the peremptory challenges when the court ruled on the
case. He also uses this case as an example of the ineffectiveness
of the standards in Batson, and how the "neutral
explanation" opportunity given to prosecutors or parties
accused of discrimination undermines the standards in Batson.
People v. Kern, 75 N.Y.2d 638 (1990)
This New York case added a new twist to the evolution of cases
relative this particular subject. In this particular case, a
group of white teenagers were accused and convicted of murder of
a black victim and of assault against another black victim. The
defendants argued that neither State nor federal statutes
prohibit a criminal defendant from exercising racially
discriminatory peremptory challenges. The court had to decide
whether the procedures articulated in Batson be applied to
limit the exercise of peremptory challenges by the defense if
they are being used to exclude a particular racial group from the
jury.
The Court held that the standards given in Batson
applied and that purposeful discrimination in exercising
peremptory challenges, whether by the prosecution or the defense
was a violation of New York's Equal Protection Clause and Civil
Rights Clause. In its reasoning, the court affirmed the notion
that citizens have a civil right to serve on a jury if they meet
the qualifications. In Batson, the Supreme Court declined
to answer whether the Equal Protection Clause restricted the
exercise of peremptory challenges by defense counsel. In previous
cases, to prove discrimination, the complaining party must show
that State action was involved in the discriminatory act. The
court reasoned that there was State action because the State is
"inevitably and inextricably" involved in the process
of jury selection. The State summons jurors for duty, the right
to exercise challenges is conferred by State statute, and the
Judge enforces the discrimination by excusing the juror. This
case was important because it referred to the scope in which the
principles in Batson may be possibly applied.
Powers v. Ohio, 499 U.S. 400 (1991)
The Supreme Court had to decide whether a white defendant
could object to the prosecution's use of peremptory challenges to
exclude black jurors was a violation under the Equal Protection
Clause. The Court held that the objection was indeed valid and
thus held that the defendant's conviction demanded reversal. The
defendant had standing to raise the third party equal protection
claims of the excluded jurors.
The Court reasoned that under the Equal Protection Clause, a
criminal defendant could raise these types of objections whether
or not the defendant and the excluded jurors were of the same
race. In its reasoning, the Court held that the Batson
decision served many purposes and that the protection of criminal
defendants from discrimination in jury selection was only one of
the many protections provided for in the decision. In addition,
the Court stated that the Batson decision recognized that the use
of discriminatory peremptory challenges deprived excluded jurors
the right to participate in civil life. This was indeed a major
victory not only for the protection of criminal defendants, but
also for the protection of the rights of minorities to
participate in the criminal justice process.
Edmonson v. Leesville Concrete Company,
500 U.S. 614 (1991)
Up until this point, many of the cases where an objection
raised for discriminatory use of peremptory challenges involved
criminal cases. In this particular case, the Supreme Court had to
decide whether the standards and procedures used in these cases
applied in the context of civil cases. In this matter, the
plaintiff, a black construction worker, sued a concrete company
in a personal jury claim for negligence. The defendant used two
of its three peremptory challenges to strike two blacks from the
prospective jury. The plaintiff objected and asked the court to
require the defendant to give a race-neutral based explanation
for striking the two blacks. The court refused to do so, stating
that the Batson standards did not apply in civil
proceedings.
The Supreme Court disagreed with the trial court, reversed,
and remanded the case. The Court held that excluding a potential
juror solely on the grounds of race violates that person's equal
protection rights. Peremptory challenges are authorized by the
state, thus any discriminatory use of these challenges by the
defendant denotes state action, providing that this procedure
take place under the watchful eye of the Equal Protection Clause.
In addition, the process of voir dire involves the performance of
a governmental function. The Court also sustained the right for a
private civil litigant to raise the equal protection claim of an
excluded juror.
Georgia v. McCollum, 505 U.S. 42 (1992)
In this case, the Supreme Court reversed a Georgia court's
decision that allowed criminal defendants to use peremptory
strikes in a discriminatory manner. The Court granted certiorari
to review the issue and finally resolve the issue. If the State
can show a prima facie case of racial discrimination by the
defendants, the defendants will then have the burden of providing
a racially neutral explanation for the peremptory challenges.
The Court reasoned that when peremptory challenges are used to
discriminate against a person, they violate the protections
provided by Batson. The Court did hold that the rights of the
criminal defendant are not violated by these standards. A
criminal defendant's right to effective counsel and trial by jury
guaranteed him by the Sixth Amendment is not violated in anyway.
The result is that whether civil or criminal, state or defense,
any discriminatory use of peremptory challenges is prohibited.
J.E.B. v. Alabama, 511 U.S. 127 (1994)
The case in question broadened the scope of the Equal
Protection Clause relative to peremptory challenges. The
Appellant was a defendant in a civil complaint for paternity and
child support. At the conclusion of the trial, the Appellant was
ruled the father of the child and ordered to pay child support.
The Appellant seeks an appeal based on the State's use of
peremptory challenges to exclude all males from the jury. The
trial court denied the Appellant's objection at trial.
The Supreme Court reversed the decision of the trial court.
The basis for its decision was that the Equal Protection Clause
also prohibits the use of gender stereotypes excluding males or
females from a jury. Like race, gender cannot be tolerated as a
medium for discriminating against potential jurors. Whether male
or female, black or white, every qualified citizen has a right to
participate in the criminal justice process.
Karen M. Bray, Reaching
the Final Chapter in the Story of Peremptory Challenges, 40
UCLA L. Rev. 517 (1992)
This article provides a historical look at the use of
peremptory challenges and the history of caselaw and theory that
has evolved in an effort to halt their use in discriminatory
ways. The article provides an excellent discussion of the
standards discussed in the Swain v. Alabama and Batson
v. Kentucky cases.
The author argues that development of caselaw surrounding this
issue will not only clog up the criminal justice system by
consuming valuable time, but also create extra expense and trial
delay. The author believes that the standards do not protect
against discrimination due to the loopholes and ambiguity in
certain standards and with the extra burden of court delay. The
author also gives an insight to reasons for abolishing the
peremptory challenge system. I will agree that the system does
have its flaws, but it must be tolerated to protect the interests
of justice and the interests of the public.
Jean Montoya, What's So
Magical About Black Women? Peremptory Challenges At the
Intersection of Race and Gender, 3 Mich. J. Gender & L.
369 (1996)
This article also goes into in depth discussion of the history
and caselaw relative to the use of peremptory challenges. In
conflict to Ms. Bray's article, this article proposes that Batson
hearings on peremptory challenges do not consume a considerable
amount of court time. The article also provides a critical
critique of the pros and cons of the Batson standards. In
addition, this article discusses the possibility of broadening
the scope of peremptory challenge limitations to include
challenges that intersect on a combination of gender and race
standards.
The article mentions United v. Nichols, [EN2]
where there was an accusation that the State's prosecutor
purposely excluded the intersectional group of black women from
the jury. The trial court denied relief for the defendant,
stating that a prima facie case under Batson was not
present. The lower federal and state courts have given opinions
on the issue and they all have given different answers. The
author argues that the issue is ripe for the Supreme Court to
grant review. I will agree that the time is now. Using
intersectional grouping of wealth, status, race, and gender
provides opportunities for instituting racism and the courts must
expand Batson's scope to terminate discrimination.
Criminal Law &
Procedure---Peremptory Challenges, Chicago Daily Law Bulletin,
July 22, 1992
This article provides a look into how the Batson v.
Kentucky, 476 U.S. 79 (1986) standard was used in an Illinois
state court relative to a Defendant's claim for relief for the
alleged discriminatory use of peremptory challenges. During jury
selection, the prosecution used three of its seven peremptory
challenges against black men and three others against three white
men. Four blacks still served on the jury. The defendant
attempted to use this evidence to establish a prima facie case
for discrimination.
This attempt by the defendant was not clearly enough evidence
to cause the burden to be shifted to the state to justify the use
of its challenges. The defendant's circumstances lacked the
necessary element of purposeful discrimination by the state that
is needed to shift the burden. Thus, the court denied relief
after hearing arguments from the defense and prosecution.
Tony Mauro, Jury Selection
is Sure to be a Challenge, USA Today, September 26, 1994, at
A2
This particular article provides an outlook to how significant
the role of peremptory challenges play in a highly publicized and
racially explosive case. The author goes into detail to explain
the role of peremptory challenges in our justice system and then
explains how it could possible make a huge impact in the legal
strategy for both prosecution and defense.
The article goes further to explain how each objection by
either side relative to a challenged juror could be the basis for
an appeal or reversal of judgment. The author also provides
examples of recent cases in which a conviction was overturned due
to the discriminatory use of peremptory challenges.
Aaron J. Broder, Trial
Tactics and Techniques-Discriminatory Challenges, New York
Law Journal, July 1, 1991
The author of this article attempts to describe the ruling in Edmonson
v. Leesville Concrete Co. He also attempts to explain the
effect that this type of ruling will have on the criminal justice
system. The author clearly shows support to the ideas that
Justice Scalia's dissent in the Edmonson case conveys. The
author also mentions the effect that it may have in cases where
peremptory challenges are questioned based on gender, but the
primary focus of the article is relative to racial
considerations.
The author emphasizes the idea that the Edmonson ruling
will eventually burden the court because too much time and energy
will be focused on deciding the motives of the participants in
the case and less time will be focued on the merits of the case.
The author also points out that the standard is too broad in
scope and will hinder attorneys from making otherwise fair
peremptory strikes.
I strongly disagree with the author's viewpoint. The trial
judge will have the legal knowledge to dismiss any feckless
arguments brought by either party. This ruling will only make
more judges and attorneys cautious and that the rights of parties
should be protected and that our justice system should not have
room for any types of discrimination or racism.
Joseph and Robert Kelner, Trial
Practice-Peremptory Challenges, New York Law Journal,
December 28, 1993
The authors of this piece reflect the idea that it is nearly
impossible to free the jury of all bias. They continue to support
the ideas for which the Batson v. Kentucky ruling
emphasized. The article makes the assertion that the Batson
decision has to serve a multitude of purposes for ending all
types of racism or bias on the jury. The authors state that the
rule was intended to eliminate prejudices, not just minimize
them. To support their argument, they specifically point out the
rationale expressed in People v. Bolling, 79 NY 2d 317, a
New York Court of Appeals case.
The article quotes Judge Bellacosa's concurring opinion in the
Bolling case that makes reference to the idea that there
is an inadequacy in the peremptory process and that it should be
eliminated to ensure a non bias jury. Judge Bellacosa refers to
Justice Marshall's concurring opinion in the Batson case
that the remedy offered in the Batson case may not be
enough.
I will agree that more strict standards are needed, but the
dissolution of the peremptory challenge process is not the
answer. I hope that skilled trial attorneys can look through the
often superficial attitudes and answers that potential jurors
give during voir dire to attempt to "weed out" jurors
that harbor some prejudices. In addition, judges must be relied
upon to uphold the standards and not allow superficial
justifications offered by prosecutors or any parties upholding
their conduct.
Gregg J. Borri, Claims of
Discrimination in Civil Jury Selection, New York Law Journal,
August 15, 1994,
This article notes the role of peremptory challenges not only
in criminal cases, but in civil cases as well. The article
specifically analyzes the rationale provided in Ancrum v.
Eisenberg, 1994 N.Y. App. Div. LEXIS 6364 (1st.
Dept. 6-21-94), a New York Appellate case. In this particular
case, the Appellate Court remanded the case for a new trial after
an appeal based on the discriminatory practice by counsel in
striking black jurors. The case was remanded because the judge
was not present during voir dire and there was no formal record
of questioning by either party of the panel of potential jurors.
The article discusses the practical applications that the court's
ruling will have on the way that state courts handle the process
of voir dire if the case is upheld on further appeal.
The author goes into further explanation on the standards that
a party has to show to provide a prima facie case for
discrimination. There is an ongoing debate of whether peremptory
challenges can be justified based upon employment, age, and
socio-economic status. An adopted standard rule of justification
for peremptory strikes is important and must be established if an
attorney is required to provide race-neutral rebuttal arguments
for why jurors may have been stricken. |