The question presented in McCleskey v. Kemp(2) was whether a
complex statistical study which indicated racial considerations
entered the capital sentencing process made a prima facie case to
hold a capital sentence unconstitutional under the Eighth or
Fourteenth Amendment. The United States Supreme Court found the
defendant's Eighth Amendment rights were not violated even where
a study showed a sentencing disparity appeared to correlate with
race; it did not necessarily follow there was a constitutionally
significant risk of racial bias in Georgia's capital sentencing
of a particular defendant. The Court held that McCleskey's
Fourteenth Amendment rights were not violated because the Baldus
study failed to establish that any of the decision makers in
McCleskey's own case acted with specific discriminatory intent.(3)
In McCleskey, the decision thus marked the end of an era in death
penalty jurisprudence.
In rejecting McCleskey's claim of systemic race bias in
capital punishment administration, the Court rejected the last
major challenge to the death penalty in America. McCleskey
appears to be the death knell for the anti- death penalty
campaign. After McCleskey, all that remains is "small-scale
tinkering with the details of [the death penalty's]
administration and, of course, persistent claims in lower courts
of specific errors in the multitude of cases where the sentence
is imposed."
Warren McCleskey was a black man convicted of murdering a white
police officer. The McCleskey jury, eleven whites and one black,
found McCleskey guilty of murder. In the penalty phase, under
Georgia law, a jury could not consider imposing the death
sentence unless it found beyond a reasonable doubt the murder was
accompanied by one of several statutorily specified aggravating
circumstances. The McCleskey jury found such aggravating
circumstances: the murder was committed during the course of an
armed robbery and the victim was a peace officer engaged in the
performance of his duties. McCleskey offered no evidence to
mitigate this aggravating circumstance. The jury recommended the
death penalty.(4) The Georgia Supreme Court affirmed the conviction
and the United States Supreme Court denied certiorari.
McCleskey filed a writ of habeas corpus in federal district
court, alleging the Georgia death penalty was imposed in a
racially discriminatory manner. He based his claim on statistics
gathered as part of the Baldus study.(5) The study indicated black
defendants who killed whites have the greatest likelihood of
receiving the death penalty, other factors notwithstanding. The
district court questioned the validity of the study, and denied
Eighth and Fourteenth Amendment relief. On appeal, the Eleventh
Circuit Court of Appeals assumed the validity of the study, but
affirmed the district court's decision because the statistics
were insufficient to show when arbitrariness or discriminatory
intent in the imposition of the penalty occurred. McCleskey
appealed to the United States Supreme Court, which granted
certiorari.
McCleskey made two arguments to the Court. First, McCleskey
argued the Baldus study demonstrated discriminatory intent by
Georgia in the imposition of its death penalty statute in
violation of the Fourteenth Amendment's Equal Protection Clause.
Second, McCleskey claimed his sentence was disproportionate to
similarly situated defendants and the level of the jury's
sentencing discretion allowed racial prejudices to improperly
affect its decisions.
Rejecting McCleskey's arguments, Justice Powell's majority
opinion rested on two primary factors: (1) a desire to encourage
sentencing discretion; and (2) the existence of "statutory
safeguards." Powell argued that for McCleskey to prevail under
the Fourteenth Amendment, he must show there was discriminatory
intent in Georgia's death penalty scheme and that such
discriminatory intent affected his particular case. McCleskey
offered no such connection. He relied solely on the Baldus study
as evidence that murderers of whites, and black murderers, were
the two groups most likely to receive a death sentence.(6)
To establish a prima facie case under a disparate impact
analysis, a petitioner must show "the totality of the relevant
facts give rise to an inference of discriminatory purpose." Once
the petitioner establishes a prima facie case, the burden shifts
to the prosecution, the state's primary actor in the criminal
justice system, to rebut that case. Justice Blackmun's dissent
opined, " T he State cannot meet this burden on mere general
assertions that its officials did not discriminate or that they
properly performed their official duties." Apparently, however,
the state's general denial of discriminatory intent in sentencing
was enough for the majority.
According to Justice Powell, McCleskey's evidence satisfied the
disparate impact standard in contexts such as jury venire and
Title VII (Civil Rights) cases, but not in a death penalty
context. The McCleskey Court rejected disparate impact analysis
in capital cases because, in Powell's view, such evidence
threatened the discretion that is fundamental to the criminal
justice system.(7)
"McCleskey challenges decisions at the heart of
the State's criminal justice system. . . . Implementation of
these laws necessarily requires discretionary judgments. Because
discretion is essential to the criminal justice process, we would
demand exceptionally clear proof before we would infer that the
discretion has been abused." Thus, the majority held the Baldus
study "is clearly insufficient to support an inference that any
of the decision makers in McCleskey's case acted with
discriminatory purpose."
The majority foreclosed the possibility of shifting the burden
of explaining discriminatory impact to the state, claiming in
order to encourage discretion in the criminal justice system,
neither prosecutors nor juries can be called upon to explain
their actions or decisions. McCleskey's use of the Baldus study
could only prevail under the Batson v. Kentucky standards of
shifting the burden to the state. Thus, by not allowing the
burden to shift, the majority in effect established a standard of
proof that was impossible to meet.(8)
Assuming the majority was correct in rendering it impossible
for McCleskey to prevail under the Fourteenth Amendment, what
about his Eighth Amendment claim? McCleskey alleged the
discretion given a jury allowed room for racial prejudice, and
that prejudice especially affected black defendants accused of
killing whites.(9) To support his claim, McCleskey relied solely on
the Baldus study.
In its analysis of McCleskey's Eighth Amendment claim, the
majority began by reaffirming the Court's decision in Gregg. The
majority argued the infirmities of arbitrariness or
discrimination in the imposition of the death penalty found in
Furman were solved in Gregg.(10) Given Gregg-type safeguards, the
majority argued since McCleskey's sentence was imposed under
Georgia's sentencing procedures that focus discretion "'on the
particularized nature of the crime and the particularized
characteristics of the individual defendant,' the Court lawfully
may presume that McCleskey's death sentence was not 'wantonly and
freakishly' imposed."
Justice Brennan's dissent argued that where evidence indicated
the odds of being sentenced to death were significantly greater
than average if a defendant was black and the victim white, "the
Court cannot rely on the statutory safeguards in discounting
McCleskey's evidence, for it is the very effectiveness of those
safeguards that such evidence calls into question. . . . '[W]e
must critique [the safeguards'] performance in terms of
results."'
After finding McCleskey's sentence was not wantonly or
freakishly imposed, the majority stated, "[t]here is, of course,
some risk of racial prejudice influencing a jury's decision in a
criminal case. . . . The question 'is at what point that risk
becomes constitutionally unacceptable."' While the majority
recognized jury actions were often inexplicable, the Court noted,
The capital sentencing decision requires the individual
jurors to focus their collective judgment on the unique
characteristics of a particular criminal defendant. It is not
surprising that such collective judgments often are difficult to
explain. But the inherent lack of predictability of jury
decisions does not justify their condemnation. On the contrary,
it is the jury's function to make the difficult and uniquely
human judgments that defy codification and that "buil[d]
discretion, equity, and flexibility into a legal system."(11)
However, the Court historically asserted that because death is
different, a capital sentencing system requires a heightened
degree of reliability. Nonetheless, in McCleskey, the majority
retreated from this insistence on optimum reliability by
acknowledging that no system is perfect and any mode for
determining guilt or punishment has the weakness and potential
for misuse.(12)
[T]here can be 'no perfect procedure for deciding in
which cases governmental authority should be used to
impose death.' Despite these imperfections, our
consistent rule has been that constitutional guarantees
are met when 'the mode for determining guilt or
punishment itself has been surrounded with safeguards
to make it as fair as possible.' . . . In light of the
safeguards designed to minimize racial bias in the
process, the fundamental value of a jury trial in our
criminal justice system, and the benefits that
discretion provides to criminal defendants, we hold
that the Baldus study does not demonstrate a
constitutionally significant risk of racial bias
affecting the Georgia capital sentencing process.
Justice Brennan, in his McCleskey dissent, argued death was
different because it was irrevocable--it defied the belief that
the justice system rehabilitates, and denied the defendant the
right to have rights. As such, the Court demanded a "uniquely
high degree of rationality in imposing the death penalty. A
capital sentencing system in which race more likely than not
plays a role does not meet this standard." Thus, for Brennan, an
imperfect death penalty scheme did not comport with this uniquely
high standard of rationality.
In addition to this demand for heightened rationality, Justice
Brennan also argued the Baldus study must be examined in relation
to history.(13) Brennan reasoned McCleskey's claim was consistent
with an understanding of history and human experience relative to
Georgia's race-conscious criminal justice system legacy, as well
as the Court's own historical recognition of the persistent
danger that racial attitudes affect criminal proceedings. In
Justice Brennan's view, this history was enough to suggest
McCleskey's claim was not just a "fanciful product of mere
statistical artifice." Brennan argued the Court had been, and
should continue to be, concerned with the risk of discrimination
in the imposition of the death penalty, not whether a defendant
can prove actual discrimination. Brennan opined, " D efendants
challenging their death sentences thus never have had to prove
that impermissible considerations have actually infected
sentencing decisions. We have required instead that they
establish that the system under which they were sentenced posed a
significant risk of such an occurrence." Brennan repeatedly
argued when race and death are linked, as the Baldus study
demonstrated, the Court should demand the highest scrutiny of the
process of imposing the death penalty. Justice Brennan's dissent
is similar in tenor to the argument he advanced in Harris.
[I]f the Court is going to fulfill its constitutional
responsibilities, then it cannot sanction continued executions on
the unexamined assumption that the death penalty is being
administered in a rational, nonarbitrary, and noncapricious
manner. Simply to assume that the procedural protections mandated
by this Court's prior decisions eliminate the irrationality
underlying application of the death penalty is to ignore the
holding of Furman and whatever constitutional difficulties may be
inherent in each State's death penalty system.
Consequently, if there is a risk that the death penalty is
being imposed discriminatorily, no matter how remote, the penalty
should be considered cruel and unusual punishment. As Justice
Brennan stated, "[T]hat a decision to impose the death penalty
could be influenced by race is thus a particularly repugnant
prospect, and evidence that race may play even a modest role in
levying a death sentence should be enough to characterize that
sentence as 'cruel and unusual."'
At the heart of the McCleskey decision was the Court's desire
to protect sentencing discretion and individualized justice.
Conversely, at the heart of Justice Brennan's opinion was his
desire to promote equality and consistency. The majority,
however, erred in McCleskey in two ways. First, the majority
erred when it stated the risk of discrimination must be
constitutionally significant before it provides grounds to
overturn a death sentence. Second, the majority's reliance on
Gregg-type safeguards was flawed because those standards were
eviscerated to the point where they were ineffective--as the
Baldus study demonstrated. The Court's previous death penalty
decisions supported this proposition.
For example, the Furman Court stated the death penalty "may not
be imposed under sentencing procedures that create a substantial
risk that the punishment will be inflicted in an arbitrary and
capricious manner." Consider also Justice O'Connor's opinion that
a death sentence must be struck down when the circumstances under
which it is imposed creates "an unacceptable risk that 'the death
penalty may have been meted out arbitrarily or capriciously,'
or through 'whim or mistake."'
In Godfrey, the Court struck down the petitioner's sentence
because the vagueness of the statutory definition of heinous
crimes created a risk that prejudice or other impermissible
influences might have affected the sentencing decision. As
Justice Brennan noted, "[I]n vacating the sentence, we did not
ask whether it was likely that Godfrey's own sentence reflected
the operation of irrational considerations. Nor did we demand a
demonstration that such considerations had actually entered into
other sentencing decisions involving heinous crimes."
Prior to McCleskey, the Court used the risk of discrimination
as the established standard for prevailing under the Eighth
Amendment. Incredibly, after reiterating the risk standard in McCleskey, the majority claimed, despite the Baldus study, that
McCleskey failed to meet this standard. Nowhere in previous cases
was there such a high threshold for constitutionally significant
levels of risk. Moreover, if McCleskey failed to meet this
standard, who can succeed? The McCleskey majority apparently
ruled as it did to protect the death penalty from claims based on
statistical evidence. As Justice Brennan observed in McCleskey,
[T]he Court's fear of the expansive ramifications of a holding
for McCleskey in this case is unfounded because it fails to
recognize the uniquely sophisticated nature of the Baldus study.
McCleskey presents evidence that is far and away the most refined
data ever assembled on any system of punishment, data not readily
replicated through casual effort. Moreover, that evidence depicts
not merely arguable tendencies, but striking correlations, all
the more powerful because nonracial explanations have been
eliminated. Acceptance of petitioner's evidence would therefore
establish a remarkably stringent standard of statistical evidence
unlikely to be satisfied with any frequency.
The Court's projection of apocalyptic consequences for
criminal sentencing is thus greatly exaggerated. The Court can
indulge in such speculation only by ignoring its own
jurisprudence demanding the highest scrutiny on issues of death
and race. As a result, it fails to do justice to a claim in which
both those elements are intertwined--an occasion calling for the
most sensitive inquiry a court can conduct. Despite its
acceptance of the validity of Warren McCleskey's evidence, the
Court is willing to let his death sentence stand because it fears
that we cannot successfully define a different standard for
lesser punishments. This fear is baseless.
It can be argued that it is generally dangerous, indeed in most
cases undesirable, to apply aggregate statistics to specific
cases. However, the majority ignored the death is different
argument previously recognized by the Court. Death is different
because it is the ultimate human sanction and is irrevocable. The
Constitution's evolving standard of decency demands that a
punishment comport with human dignity, as defined by Justice
Brennan in Furman. In order for a penalty to comport with human
dignity, it must be imposed under the most reliable system
possible. Consequently, if a petitioner demonstrates, through the
use of statistics, that there is a risk the system under which
his death sentence was imposed discriminates against black
defendants with white victims, and his case fits that pattern,
his death sentence should be overturned.
Further, the McCleskey majority's reliance on Gregg-type
safeguards failed to acknowledge that the Court had retreated
from vigorously enforcing those safeguards. As previously noted,
in Lockett, Godfrey, Harris, and Zant, the Court changed the very
nature and function of those standards, yet persisted in
referring to those standards as if they were the same as when
first constitutionalized by the Gregg Court. For example,
contrary to the McCleskey majority's assumptions, jury discretion
in capital cases is not guided. In Georgia, other than
establishing death eligibility, the finding of aggravating
circumstances "does not play any role in guiding the sentencing
body in the exercise of its discretion."
Justice Stevens said, commenting on the Zant pyramid method of
analyzing Georgia's death penalty scheme, "[T]here is an absolute
discretion in the factfinder to place any given case below the
[third plane] and not impose death." Viewed conversely, this must
mean after meeting statutory requirements a jury has absolute
discretion to place a case at the top level and impose the death
penalty. Justice Stevens said, " T he jury itself draws that
final line, though it is guided in that it can only lift a
defendant onto the final level if it is justified by the totality
of the evidence." Thus the defendant climbs to the fourth level
by a process of controlled absolute discretion.
This means the jury's next decision, the actual sentence, is
not reviewed. Justice Rehnquist opined in Zant that the chance
improper instructions or guidance to the jury in the death
eligibility stage alters the outcome at the sentencing stage is
"all but nonexistent" and largely beyond review. If the jury sets
the final level, then it exercises absolute discretion without
control or guidance. This conclusion is contrary to the Gregg
holding--that the standards are to provide a rational basis for
distinguishing those who receive the death penalty from those who
do not, rather than merely determining death eligibility.
The whole point was that the actual determination that a
defendant should live or die had to be guided by clear and
objective standards, not just the threshold decision of death
eligibility. Furman overturned statutes that gave the jury
"practically untrammeled discretion to let an accused live or
insist that he die." The only difference between this pyramid
scheme and the statutes we overturned then is that the unbridled
discretion once present in all murder cases is not limited to
those with one aggravating circumstance.
Hence, it is fair to say procedures now in place make the jury
less arbitrary than before Furman because those who are death
eligible are not capriciously chosen. However, the standards do
not, as the McCleskey majority would have us believe, govern
choices within this sub-class as to who shall actually die.
Charles Black says, "[T]he practical position remains unchanged;
the Georgia jury, without real restraint and without real
standards, chooses life or death. . . . The new statutes do not
effectively restrict the discretion of juries by any real
standards." Under Furman, if there were no standards that
actually worked to prevent discriminatory imposition of the death
penalty, the death penalty should be abolished because unfettered
jury discretion gives rise to the possibility of arbitrary or
discriminatory imposition.
As stated, the McCleskey decision rejects this logic in favor
of a flawed system simply because no system is perfect. The
McCleskey majority correctly recognized no system is perfect. In
non-capital cases, it is clear that while discrimination may
exist, the Court has done the very best it can to minimize
discrimination. The cost to society of eliminating the criminal
justice system is much greater than the cost of having a system
in which discrimination may occur. The McCleskey majority made
this same argument with respect to the death penalty. This
argument failed, however, because given the erosion of the
standards, it is difficult to imagine how the majority could
claim they have done the very best they could to prevent
discrimination from entering into death penalty decisions. Rather
than take measures that might mitigate discrimination, the
McCleskey majority merely dismissed existing discrimination as a
necessary cost of the death penalty.(14)
Under McCleskey, juries have unfettered discretion.
Consequently, a jury can sentence blacks to death solely because
the defendant is black and the victim white. This is the very
flaw in capital punishment application condemned in Furman. What
was unconstitutional under Furman was characterized in McCleskey
as acceptable, if not desirable, discretion. The discretion the
Court accepted as a hallmark of individualized justice undermined
the purpose for which discretion existed. Thus, in an environment
where racial discrimination was historically prevalent, what was
unexplained could very well be invidious, especially in light of
the Baldus study. By attempting to strike a balance in capital
sentencing between racially neutral standards and individualized
justice, the Court effectively validated discrimination by
emphasizing the latter at the expense of equality.
In the absence of a workable balance between equality and
individualization, the death penalty, for the reasons stated in
Furman, should once again be abolished.(15) Charles Black, quoting
the law of Moses, writes,
The Law of Moses is full of the death penalty. But as time
went on the court in ancient Jerusalem, without of course
touching one syllable of this Law, devised procedural safeguards
so refined, so difficult of satisfying, that the penalty of death
could only very rarely be exacted.
. . . .
I think the rabbis, in surrounding the punishment of death
with nearly unsatisfiable procedural safeguards, were groping (or
perhaps consciously moving) toward a truth . . . I think they
were saying at last, "Though the justice of God may indeed ordain
that some should die, the justice of man is altogether and always
insufficient for saying who these may be."
CONCLUSION
The State of Georgia executed Warren McCleskey on September 25,
1991. As Justice Brennan poignantly stated in his McCleskey
dissent,
At some point in this case, Warren McCleskey doubtless asked
his lawyer whether a jury was likely to sentence him to die. A
candid reply to this question would have been disturbing. First,
counsel would have to tell McCleskey that few of the details of
the crime or of McCleskey's past criminal conduct were more
important than the fact that his victim was white. Furthermore,
counsel would feel bound to tell McCleskey that defendants
charged with killing white victims in Georgia are 4.3 times as
likely to be sentenced to death as defendants charged with
killing blacks. In addition, frankness would compel the
disclosure that it was more likely than not that the race of
McCleskey's victim would determine whether he received a death
sentence: 6 of every 11 defendants convicted of killing a white
person would not have received the death penalty if their victims
had been black, while, among defendants with aggravating and
mitigating factors comparable to McCleskey's, 20 of every 34
would not have been sentenced to die if their victims had been
black. Finally, the assessment would not be complete without the
information that cases involving black defendants and white
victims are more likely to result in a death sentence than cases
featuring any other racial combination of defendant and victim.
The story could be told in a variety of ways, but McCleskey could
not fail to grasp its essential narrative line: there was a
significant chance that race would play a prominent role in
determining if he lived or died.
This is the story of Warren McCleskey and those similarly
situated told in the context of race and the death penalty. By
holding Georgia acted constitutionally when sentencing McCleskey
to die, the Court firmly and finally tipped the scales in favor
of individualized justice and sentencing discretion over equality
and racial neutrality. In so doing, the Court brought its death
penalty jurisprudence full circle. In Furman, the Court
invalidated the death penalty because unguided jury discretion
created individualized justice at an unacceptable price--equality
and racial neutrality. The Gregg Court rejected mandatory death
sentences in favor of statutes providing for guided discretion.
The Gregg Court noted mandatory death sentences produced
equality, but at the expense of individualization, whereas,
according to the Court, guided discretion struck a balance
between those two extremes. After Gregg, however, the Court
compromised those standards. By the time McCleskey presented the
Baldus study, it was clear that guided discretion did not work.
Nonetheless, rather than admit guided discretion was unworkable,
the Court adopted the imperfect system argument. In effect, the
Court decided discretion and individualized justice were so
important to the system that they would take precedence over even
equality and racial neutrality.
This author does not criticize the Court for seeking to resolve
the tension between individualized justice and equality. This
author criticizes the Court for choosing to resolve the tension
in a way that ignored the significant risk of discrimination the
State of Georgia and other jurisdictions created when they
executed defendants like Warren McCleskey without carefully
weighing aggravating and mitigating circumstances and, moreover,
because the Court failed to impose every precaution it could to
ensure the defendant was not executed because he was black and
his victim white--and that is aggravating enough.
|
1. A.B., 1990 Amherst College, J.D., 1994 Harvard Law School.
Mr. Patterson is currently a law clerk for the Honorable
Solomon Oliver, Jr., Federal District Judge for the United
States District Court for the Northern District of Ohio. He
is a member of the State Bar of Illinois and California and
will join the Chicago law firm of Jenner & Block as an
associate in September, 1995. Mr. Patterson would like to
thank his parents, Austin Sarat, and especially R.M.J.
2. 481 U.S. 279 (1987)
3. In Maxwell v. Bishop, 398 F.2d 138 (8th Cir. 1968), vacated
and remanded, 398 U.S. 262 (1970), a petitioner submitted
data to show discrimination against black offenders in rape
cases, especially those with white victims. Id. at 141-44.
The court refused to grant relief based on the statistics
presented. The Maxwell court rejected this social scientific
data as faulty because it did not demonstrate that
petitioner's sentence was the product of specific acts of
discrimination or discrimination by the jury that imposed
it. Id. at 147. The McCleskey Court used this reasoning a
decade later in rejecting McCleskey's Fourteenth Amendment
claim. McCleskey, 481 U.S. at 292-93.
4. In Gregg v. Georgia, 428 U.S. 153 (1976), the Court
approved Georgia's capital punishment statute. Id. at 207.
The statute provides for the following: a pre-sentence trial
in front of the jury that finds the defendant guilty;
automatic life sentence, unless the prosecutor seeks the
death penalty at the sentencing phase; in cases where the
prosecutor does seek the death penalty, the jury must find
beyond a reasonable doubt the existence of one of several
aggravating circumstances, and; if the jury sentences the
defendant to death, after finding one of the aggravating
circumstances existed, the sentence is automatically
appealed to the Georgia State Supreme Court. Id. at 163-66.
5. The study, conducted by Professors David C. Baldus, Charles
Pulaski, and George Woodworth, will hereinafter be referred
to as the "Baldus" study. Id. at 286. The study is based on
more than 2,000 murder cases that occurred in Georgia from
1973-78 and involves data relating to the victim's race and
the defendant's race. Id. The authors controlled 230
variables which might have offered a nonracial explanation
for the disparities found. Id. at 287. Baldus and his
colleagues published their findings in several forms. See
David C. Baldus et al., Monitoring and Evaluating Temporary
Death Sentencing Systems: Lessons From Georgia, 18 U.C.
DAVIS L. REV. 1375 (1985); David C. Baldus et al.,
Comparative Review of Death Sentences: An Empirical Study of
the Georgia Experience, 74 J. CRIM. L. & CRIMINOLOGY 661
(1983).
The results of the study indicated defendants charged with
killing whites received the death penalty in 11% of the cases
while defendants charged with killing blacks received the death
penalty in 1% of the cases. McCleskey, 481 U.S. at 286. The death
penalty was assessed in 22% of the cases with a black defendant
and a white victim; in 8% of the cases with a white defendant and
a white victim; in 1% of the cases with a black defendant and a
black victim; and in 3% of the cases with a white defendant and a
black victim.
The authors found that defendants charged with killing whites
were 4.3 times more likely to receive the death penalty as
defendants charged with killing blacks. Black defendants were 1.1
times more likely to receive the death penalty than other
defendants. Id. at 286-87.
6. See Baldus study, supra note 219. There are several studies
that corroborate this claim. For example, Hans Zeisel
analyzing Florida convictions between 1972 and 1977 found of
78 black defendants with white victims, 37 received the
death penalty; of 190 white defendants with white victims,
46 received the death penalty; of 102 black defendants with
black victims, 1 received the death penalty; of 8 white
defendants with black victims, none received the death
penalty. Moreover, 31% of convicted defendants with white
victims reached death row, while only 1% of those with black
victims did. Zeisel, supra note 114, at 459.
William Bowers studied convictions in Florida, Texas, and Ohio
between 1974 and 1977. In Ohio, for instance, black defendants
with white victims received the death penalty in 44 of 173 cases;
white defendants with white victims received the death penalty in
37 of the 803 cases; black defendants with black victims received
the death penalty in 20 of the 1170 cases; and white defendants
with black victims received the death penalty in none of the 47
cases. They found the figures strongly suggested judgments of the
crime's severity and a criminal's blameworthiness are greatly
influenced by deep-seated racial prejudices. It appears juries
regard the killing of a white by a black as a more serious crime
than the killing of a black by a white, and blacks killing whites
deserve more severe punishments than whites killing blacks. W.
BOWERS ET AL., LEGAL HOMICIDE 222-66 (1984). Clearly, the
statistics demonstrate that black defendants with white victims
are substantially more likely to receive the death penalty than
any other defendant-victim racial combination.
7. According to Justice Powell, the Court has accepted
statistics in jury venire and Title VII cases to demonstrate
disparate impact which raises the possibility of
discriminatory intent. However, Powell argued that
McCleskey's case differs from the above contexts in the
following ways: each death sentence determination is made by
a properly constituted jury; juries are supposed to consider
the characteristics and background of defendants along with
the nature of the crime; there are fewer entities and
variables than in Title VII cases and jury venire
composition; and juries and prosecutors cannot be called to
explain their behavior the way a jury foreman or employer
could be. McCleskey, 481 U.S. at 293-96.
8. The Court imposed an impossible task on McCleskey in
setting forth his burden of proving discriminatory intent on
the part of the actors in his case. This would involve
proving that jury members were prejudiced and that they
discriminated against him. The Court, however, claimed the
jury could not be called to testify as to their motives.
Thus, the very task they set for McCleskey was forbidden by
public policy and thus impossible to complete.
9. Indeed, McCleskey's claim that where there was discretion,
there was also the potential for discrimination, was
supported by several United States Supreme Court decisions.
In Turner v. Murray, 476 U.S. 28 (1986), the Court
overturned a death sentence because the trial judge did not
allow the defendant to question prospective jurors
concerning racial bias. Speaking through Justice Stevens,
the Court said, "[b]ecause of the range of discretion
entrusted to a jury in a capital sentencing hearing, there
is a unique opportunity for racial prejudice to operate but
remain undetected." Id. at 35. Furthermore, in the same
case, the Court noted, "[m]ore subtle, less consciously held
racial attitudes could also influence a juror's decision in
this case. Fear of blacks, which could easily be stirred up
by the violent facts of petitioner's crime, might incline a
juror to favor the death penalty." Id. at 35. In Rosales-Lopez v. United States, 451 U.S. 182 (1981), the Court wrote
that "[i]t remains an unfortunate fact in our society that
violent crimes perpetrated against members of other racial
or ethnic groups often raise a [reasonable possibility that
racial prejudice would influence the jury]." Id. at 192.
10. To support the claim that the remedies in Gregg solved the
infirmities found in Furman, the Court reviewed the
safeguards: a bifurcated trial system; jury discretion is
limited by clear and objective standards so as to produce
non-discriminatory application of the death penalty;
automatic appeal of all death sentences to the Georgia State
Supreme Court; threshold under which a defendant cannot
receive the death penalty; the state cannot disallow
mitigating factors; and a societal consensus that the death
penalty is indeed constitutional for murder.
11. Id. at 311 (quoting H. KALVEN & H. ZEISEL, THE AMERICAN
JURY 498 (1966)) (alteration in original). Professor Carter
describes a phenomenon known as racialism, where people are
predisposed to view things from certain perspectives, like
racial stereotypes. Carter, supra note 112, at 430. This is
distinct from racism, where one's prejudice is converted to
actions. Racialism becomes racism based on what Carter calls
personal choice. For example, if a juror thinks all blacks
are criminals, and is especially offended by blacks who prey
on whites, the juror may use absolute (strong) discretion
allowed by Stephens to recommend a death sentence for a
black defendant with a white victim. This juror's racialism
became racism when he recommended the death penalty solely
because the defendant was black and the victim was white.
Carter says, "[t]he jury brings with it a range of
preconceptions, and if racialist [stereotypes] are
widespread in society, then racialist preconceptions would
be among the factors shaping the 'discretion, equity, and
flexibility' the McCleskey Court extolled." Carter, supra
note 112, at 443.
Justice White acknowledged this phenomenon. "[A] juror who
believes that blacks are violence prone or morally inferior might
well be influenced by that belief in deciding whether [a
defendant's] crime involved . . . aggravating factors . . . .
More subtle, less consciously held racial attitudes could also
influence a juror's decision." Turner v. Murray, 476 U.S. 28, 35
(1986).
12. McCleskey, 481 U.S. at 312-13. In his opinion in Louisiana
ex rel Francis v. Resweber, 329 U.S. 459 (1947) (holding
Louisiana could presumably execute a prisoner twice because
the electric chair failed to work properly the first time),
Justice Reed wrote "[w]hen an accident, with no suggestion
of malevolence, prevents the consummation of a sentence, the
state's subsequent course in the administration of its
criminal law is not affected on that account by any
requirement of due process under the Fourteenth Amendment."
Id. at 463. Fundamentally, Reed set up a negligence test.
Since the electric chair failed as a result of an
"accident," and not cruel motive on the part of Louisiana,
the Due Process Clause of the Fourteenth Amendment was not
violated. This same logic was used in McCleskey by Justice
Powell who argued that accidents are a cost of having the
death penalty. McCleskey, 481 U.S. at 312-13. Thus, if by
heightened need for reliability, the Court meant the
greatest possible precaution against discrimination, the
Court ignored this standard where death was concerned.
Significantly, Justice Powell abandoned this position several
years later, too late to save Warren McCleskey from the electric
chair. See David Von Drehle, Powell Is Said to Favor Ending
Executions, WASH. POST, June 10, 1994, at A1.
13. The history of racism and American law is manifest in the
following joke about the law of homicide in Kentucky:
If a black man kill a white man, that be first degree murder;
if a white man kill a white man, that be second degree murder; if
a black man kill a black man, that be manslaughter; but if a
white man kill a black man, that be excusable homicide--unless a
woman was involved, in which case the black man died of apoplexy.
Hans Zeisel, Race Bias in the Administration of the Death
Penalty: The Florida Experience, 95 HARV. L. REV. 456, 467
(1981).
Another example can be found in the use of capital punishment
for rape convictions, which was found to be unconstitutional in
Coker v. Georgia, 433 U.S. 584 (1977). Of the 455 people executed
for rape, in the United States, 405 were black and all 455 had
white victims. Hugo Bedau said,
White men were rarely indicted and sentenced to death for
rape of a black woman, whereas a black man convicted of raping a
white woman was all but assured of a death sentence. . . . This
is the most dramatic type of case in which we can see how the
racist heritage of our society made the death penalty fall with
disproportionate and unfair frequency on nonwhite offenders.
CAPITAL PUNISHMENT IN THE UNITED STATES, supra note 23, at 188.
14. It can also be argued that the death penalty, unlike the
criminal justice system, is not necessary. Therefore, the
cost to society of having a death penalty with its potential
for discrimination is greater than the cost to society of
not having the death penalty at all. The cost can be
measured in terms of retribution and deterrence; the death
penalty has not been proven to be of any more retributory or
deterrent value than life imprisonment. Thus, society has
more to lose by allowing a state to impose the death penalty
(under a system that gives rise to discriminatory
influences), than by not having the penalty at all.
15. It is important to note that this author is not suggesting
the Court do anything further. In McCleskey, the Court faced
virtually the same situation as in Furman. Thus, the Court
should have rendered the same decision in McCleskey as in
Furman. Moreover, the Court in Furman rendered its decision
in the absence of any empirical evidence. In McCleskey, the
Justices were presented with the most comprehensive study
ever conducted on the death penalty--a study which largely
confirmed the Court's findings in Furman. Therefore, it was
not unreasonable or illogical to have expected the Court to
have ruled in McCleskey, as it did in Furman, that the death
penalty was unconstitutional. |