Quality Report Cards, Selection of Cardiac Surgeons, and
Racial Disparities: A Study of the Publication of the New
York State Cardiac Surgery Reports
When selecting physicians, consumers have access to
little useful information—apart from name of medical school,
years in practice, and office location. By making explicit
measures of the quality of physician care easily available,
"report cards" can aid in the selection process and lead to
more informed choices. A new Commonwealth Fund-supported
study finds that quality report cards may have another
important benefit—they can help level the playing field for
racial minorities by improving their ability to access the
best providers.
In "Quality
Report Cards, Selection of Cardiac Surgeons, and Racial
Disparities: A Study of the Publication of the New York
State Cardiac Surgery Reports" (Inquiry, Winter
2004/2005), Dana B. Mukamel, of the University of
California, Irvine, and colleagues compare surgeon selection
in time periods with and without report cards, using the New
York State Cardiac Surgery Reports as a test case.
First published in December 1991, the New York State
reports publish risk-adjusted mortality rates (RAMR) for
cardiac surgeons performing coronary artery bypass graft
(CABG) surgery, with lower mortality rate indicating higher
quality. The reports are available on the Internet and are
sent to cardiologists with the expectation that they will be
used in making referrals. According to Mukamel and
colleagues, the methodology used in the reports is highly
credible and has been extensively studied and validated.
"[It] offers an excellent test case for the potential impact
of quality report cards," say the authors.
The study includes all Medicare fee-forservice enrollees
(FFS) in New York State who had CABG procedures during 1991
(i.e., in the pre-reports period) and 1992 (i.e., the
post-reports period). Only FFS patients were included
because they are not limited in their choice of surgeons,
unlike those enrolled in managed care organizations. The
research team surmised that, in the pre-reports period,
surgeon selection decisions were made based on observable
characteristics, including the hospital in which a surgeon
practices, years of experience, Medicare participation,
price (with patients interpreting higher prices as an
indicator of higher quality), and recommendations of
referring physicians.
The researchers found that the explicit quality
information published in the report cards had an influence
on the surgeon choices made by patients. In addition, the
impact of two characteristics used to identify quality in
the pre-reports period—price and years of
experience—declined once the reports were published,
confirming the researchers hypothesis that "explicit
information about quality replaces implicit signals." In
contrast, the effect of referring physician loyalty did not
change after the reports were published. Physicians may be
more skeptical of the validity of the data, the researchers
said, or may be more interested in other considerations,
like collegial relationships.
The results were even more compelling when the
researchers examined the effect of the report cards on
patients of different races, income, and education levels.
The study suggests that patients with lower education levels
and black patients of all education and income levels have
limited access to implicit information about surgeon
quality. Even in the post-reports period, low education
patients, particularly those who are black, were more likely
to be treated by surgeons of lower quality. This may be due,
the researchers say, to a "crowding out" effect, where the
better surgeons are forced to turn down patients due to high
demand. This effect may be temporary and, in time, the
capacity of the better surgeons may increase or the
performance of other surgeons may improve.
The study did provide some good news: In the postreports
period, the effect of the explicit quality information is
almost the same for blacks and whites. This suggests that
"the report cards level the playing field somewhat for
blacks, allowing them similar access to information about
surgeons' quality as whites have." While the report card has
not eliminated disparities in access to high-quality CABG
surgeons, the continued use of such items could play an
important role in addressing the problem, the researchers
say.
All report cards, however, may not be created equal.
"Quality report cards are only as good as the measures they
include," the authors write, emphasizing the importance of
developing valid and reliable quality measures. Moreover, if
report cards present information that is complex or
difficult for consumers to understand and use, they may not
be effective in influencing provider selection.
Facts and Figures
- The risk-adjusted mortality rate used in the New
York State reports has been found to influence market
shares of surgeons and the contracting decisions of
managed care organizations.
- Patients of low education, particularly if they are
black, were more likely than others in the study to be
treated by surgeons of lower quality (odds ratios range
from 1.12 to 1.30).
- In a survey of New York State cardiologists, only 38
percent indicated that information in the reports
affected their referral recommendations. Physicians may
need to observe consistent scores over several years to
change their referral patterns.
Citation
Quality Report Cards, Selection of Cardiac Surgeons,
and Racial Disparities: A Study of the Publication
of the New York State Cardiac Surgery Reports, Dana
B. Mukamel, Ph.D., David L. Weimer, Ph.D., Jack
Zwanziger, Ph.D., et al, Inquiry Winter
2004/2005 41 (4): 435–46